EC
Eric P. Crawford
KESTRA ADVISORY SERVICES
Farmington, AR
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CRD#: 2578404
EC
Professional summary
Eric Paul Crawford is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Farmington, Arkansas and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Eric has worked at 11 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: ALLIED UNIVERSAL POSITION: Parking Attendant NATURE: Event Parking Attendant Part-time INVESTMENT RELATED: No # OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 08/25/2025 ADDRESS: 3291 S Thompson St, Suite H101, Springdale AR 72764, United States DESCRIPTION: Assisting event goers in finding the appropriate parking based on their parking tickets.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Paul Crawford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Farmington, AR
Current
August 10, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Ste 400, Austin, TX 78735BD
CRD#: 42046
Austin, TX
Past
November 16, 2015 - August 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
ST. CLOUD, MN
Past
April 25, 2012 - August 3, 2016
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SAINT CLOUD, MN
Past
July 6, 2010 - August 3, 2016
CETERA ADVISORS LLC
BD
CRD#: 10299
SAINT CLOUD, MN
Past
July 6, 2010 - August 3, 2016
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
SAINT CLOUD, MN
Past
November 5, 2001 - January 30, 2002
BANCWEST INVESTMENT SERVICES, INC.
BD
CRD#: 29357
OMAHA, NE
Past
August 7, 2001 - November 6, 2001
GUARANTY BROKERAGE SERVICES, INC.
BD
CRD#: 23302
ST. CLOUD, MN
Past
August 7, 2001 - November 6, 2001
BANCNORTH INVESTMENT GROUP, INC.
BD
CRD#: 31299
ST. CLOUD, MN
Past
April 20, 2000 - November 1, 2001
BANCWEST INVESTMENT SERVICES, INC.
BD
CRD#: 29357
OMAHA, NE
Past
January 16, 1997 - August 3, 2016
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
SAINT CLOUD, MN
Past
March 10, 1995 - November 13, 1996
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/10/2016)
RR
Alaska(8/25/2016)
RR
Arizona(8/10/2016)
RR
Arkansas(8/10/2016)
IAR
Arkansas(10/26/2022)
RR
California(8/10/2016)
RR
Colorado(8/10/2016)
RR
Connecticut(8/10/2016)
RR
Delaware(11/7/2016)
RR
District of Columbia(8/10/2016)
RR
Florida(8/10/2016)
RR
Georgia(8/10/2016)
RR
Hawaii(8/25/2016)
RR
Idaho(8/10/2016)
RR
Illinois(8/10/2016)
RR
Indiana(8/24/2016)
RR
Iowa(8/10/2016)
RR
Kansas(8/10/2016)
RR
Kentucky(8/29/2016)
RR
Louisiana(8/10/2016)
RR
Maine(8/10/2016)
RR
Maryland(8/10/2016)
RR
Massachusetts(10/17/2016)
RR
Michigan(8/10/2016)
RR
Minnesota(8/29/2016)
RR
Mississippi(8/10/2016)
RR
Missouri(8/10/2016)
RR
Montana(9/16/2016)
RR
Nebraska(8/10/2016)
RR
Nevada(8/10/2016)
RR
New Hampshire(8/10/2016)
RR
New Jersey(8/10/2016)
RR
New Mexico(8/10/2016)
RR
New York(8/10/2016)
RR
North Carolina(9/7/2016)
RR
North Dakota(8/10/2016)
RR
Ohio(8/10/2016)
RR
Oklahoma(8/16/2016)
RR
Oregon(10/7/2016)
RR
Pennsylvania(8/10/2016)
RR
Puerto Rico(8/10/2016)
RR
Rhode Island(8/10/2016)
RR
South Carolina(8/10/2016)
RR
South Dakota(8/10/2016)
RR
Tennessee(8/10/2016)
RR
Texas(8/10/2016)
IAR
Texas(10/27/2022)
RR
Utah(8/10/2016)
RR
Vermont(8/10/2016)
RR
Virgin Islands(8/31/2016)
RR
Virginia(8/10/2016)
RR
Washington(8/10/2016)
RR
West Virginia(8/10/2016)
RR
Wisconsin(8/10/2016)
RR
Wyoming(8/10/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/27/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
