Luis M. Raposo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luis M Raposo, who also goes by Luis Manuel Raposo, was a registered financial professional .
Luis is a previously registered financial professional and started their career in finance in 1995. Luis had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2009 - October 30, 2025
SHOREPOINT CAPITAL PARTNERS LLC
October 22, 2002 - March 28, 2013
CHOATE INVESTMENT ADVISORS
February 25, 1998 - February 9, 1999
FIDELITY BROKERAGE SERVICES LLC
January 18, 1995 - December 31, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHOREPOINT CAPITAL PARTNERS LLC
CRD#: 152087 / SEC#: 801-70760
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,107 |
| AUM (Assets Under Management) | $ 800,493,148 |
Red Flags
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