Claire Marshall
Professional summary
Claire Marshall, who also goes by Claire Vancooten, is a registered financial professional currently at ARKADIOS CAPITAL located in Atlanta, Georgia.
Claire is registered as a RR (Registered Representative) and started their career in finance in 2002. Claire has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Claire Marshall's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2019 - Present
ARKADIOS CAPITAL
Office #1: 2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305September 22, 2008 - April 15, 2019
TRIAD ADVISORS LLC
February 15, 2002 - June 1, 2007
TRUIST INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(4/3/2019)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
Exams
FINRA
Current Firm
ARKADIOS CAPITAL
CRD#: 282710 / SEC#: , 8-69729
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.