Bruce S. Kromminga

WESTBOURNE INVESTMENT ADVISORS

ANNAPOLIS, MD 21403

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CRD#: 2575804

Professional summary

Bruce Steven Kromminga is a registered financial advisor currently at WESTBOURNE INVESTMENT ADVISORS INC. located in Annapolis, Maryland.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Bruce has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Steven Kromminga's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2016 - Present

WESTBOURNE INVESTMENT ADVISORS INC.

Office #1: 410 Severn Avenue Ste 409, Annapolis, MD 21403

RIA

CRD#: 144571

ANNAPOLIS, MD

Past

April 7, 2014 - December 31, 2019

BAY BRIDGE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 169858

ANNAPOLIS, MD

Past

January 13, 2001 - December 4, 2002

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 1, 1997 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

May 22, 1996 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

January 24, 1995 - April 26, 1995

NATIONSSECURITIES

CRD#: 32542

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTBOURNE INVESTMENT ADVISORS INC.

CRD#: 144571 / SEC#: 801-68167

RIA

Registered Investment Advisory firm - (7/19/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/6/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/23/1995

General Securities Representative Examination

Current Firm

WESTBOURNE INVESTMENT ADVISORS INC.

CRD#: 144571 / SEC#: 801-68167

RIA

Registered Investment Advisory firm - (7/19/2007 Approved)

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Contact information

Main Address

410 Severn Avenue Ste 409, Annapolis, MD 21403

Mailing Address

Phone number

(301) 656-9035

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTBOURNE INVESTMENT ADVISORS, INC. PART 2A OF FORM ADV (2/14/2025)

Regulatory assets under management

Total Number of Accounts	420
AUM (Assets Under Management)	$ 359,090,832

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Bruce S. Kromminga

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Steven Kromminga's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAY BRIDGE CAPITAL MANAGEMENT, LLC

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

NATIONSSECURITIES

Primary Firm SEC Registration

WESTBOURNE INVESTMENT ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2014

Series 63

Date: 3/10/1995

Series 7

Date: 1/23/1995

Current Firm

WESTBOURNE INVESTMENT ADVISORS INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTBOURNE INVESTMENT ADVISORS INC.

TRUST BUT VERIFY

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