Craig J. Orchant
Professional summary
Craig Joseph Orchant is a registered financial professional currently at INDEPENDENT BROKERAGE SOLUTIONS LLC located in New York, New York.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1995. Craig has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Joseph Orchant's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2015 - Present
INDEPENDENT BROKERAGE SOLUTIONS LLC
Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY 10036September 2, 2009 - December 23, 2015
CHATHAM FINANCIAL SECURITIES LLC
October 17, 2005 - October 16, 2008
BARCLAYS CAPITAL INC.
October 28, 1996 - October 13, 2005
DEUTSCHE BANK SECURITIES INC.
March 21, 1995 - October 23, 1996
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2015)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INDEPENDENT BROKERAGE SOLUTIONS LLC
CRD#: 153563 / SEC#: , 8-68549
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
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