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CRD#: 153563
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

INDEPENDENT BROKERAGE SOLUTIONS LLC is located at 485 Madison Avenue 15th Floor, New York, NY 10022 and was first established at New York, New York in 12/21/2009. After operating for 16 years, INDEPENDENT BROKERAGE SOLUTIONS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of INDEPENDENT BROKERAGE SOLUTIONS LLC’s clients are individuals and 0% of their clients are high net worth individuals. INDEPENDENT BROKERAGE SOLUTIONS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at INDEPENDENT BROKERAGE SOLUTIONS LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access INDEPENDENT BROKERAGE SOLUTIONS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at INDEPENDENT BROKERAGE SOLUTIONS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for INDEPENDENT BROKERAGE SOLUTIONS LLC Comes From

Understanding the Statistics for INDEPENDENT BROKERAGE SOLUTIONS LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
485 Madison Avenue 15th Floor, New York, NY 10022
Mailing Address
485 Madison Avenue 15th Floor, New York, NY 10022
Firm Size
Small
Phone Number
(212) 751-4424
Established
New York since 12/21/2009
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
DFP PARTNERS CPA, P.C.MEMBER
FORTINO, ANGELINAFINOP/ PFO/CFO6869135
STEINBERG, MICHAEL NMNCEO/CCO1062776

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at INDEPENDENT BROKERAGE SOLUTIONS LLC

LB

Lisbeth Rae Barron

RR
CRD#: 1555326
Location:
New York, NY 10151
Company:
INDEPENDENT BROKERAGE SOLUTIONS LLC
Disclosures:
Experience:
36 years
View Profile
JL

John Paul Leveque

J.p. Leveque
RR
CRD#: 5148134
Location:
New York, NY 10022
Company:
INDEPENDENT BROKERAGE SOLUTIONS LLC
Disclosures:
Experience:
17 years
View Profile
CB

Christopher J Belcher

RR
CRD#: 5159353
Location:
New York, NY 10151
Company:
INDEPENDENT BROKERAGE SOLUTIONS LLC
Disclosures:
Experience:
18 years
View Profile
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