Angela M. Cox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angela Michelle Cox, who also goes by Angela M Cox, Angela M Thompson, was a registered financial professional .
Angela is a previously registered financial professional and started their career in finance in 1997. Angela had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2013 - August 1, 2014
METLIFE INVESTORS DISTRIBUTION COMPANY
May 15, 2012 - September 30, 2013
PNC WEALTH MANAGEMENT LLC
June 11, 2005 - March 20, 2008
TEACHERS PERSONAL INVESTORS SERVICES, INC.
June 11, 2005 - February 25, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 2, 2004 - May 17, 2005
COLUMBIA FINANCIAL CENTER INCORPORATED
October 19, 2004 - May 17, 2005
BOFA DISTRIBUTORS, INC.
April 29, 1999 - May 17, 2005
BACAP DISTRIBUTORS, LLC
March 17, 1998 - March 12, 1999
FIRST UNION BROKERAGE SERVICES, INC.
August 21, 1997 - March 17, 1998
SIGNATOR INVESTORS, INC.
January 1, 1997 - July 21, 1997
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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