Roger A. St. Lifer
Professional summary
Roger Allen St. Lifer, who also goes by Roger Allen Stlifer, Roger Stlifer, is a registered financial advisor currently at ALLSTATE FINANCIAL SERVICES, LLC located in Roswell, Georgia.
Roger is registered as a RR (Registered Representative) and started their career in finance in 1995. Roger has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roger Allen St. Lifer's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2009 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 45 W Crossville Rd Ste 504, Roswell, GA 30075-2964October 20, 2004 - February 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - February 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 28, 2004 - October 20, 2004
QUICK & REILLY, INC.
January 7, 2004 - October 20, 2004
QUICK & REILLY, INC.
August 13, 2001 - January 27, 2004
ALLSTATE FINANCIAL SERVICES, LLC
April 18, 2000 - July 31, 2001
HIMCO DISTRIBUTION SERVICES COMPANY
November 18, 1999 - April 10, 2000
PRO-INTEGRITY SECURITIES, INC.
July 8, 1999 - October 22, 1999
J.P. TURNER & COMPANY, L.L.C.
July 14, 1998 - July 27, 1999
METROPOLITAN LIFE INSURANCE COMPANY
July 14, 1998 - July 27, 1999
MSI FINANCIAL SERVICES, INC.
March 17, 1997 - June 10, 1998
WS GRIFFITH SECURITIES, INC.
March 1, 1996 - March 7, 1997
MML INVESTORS SERVICES, LLC
February 10, 1995 - March 1, 1996
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2023)
(10/26/2018)
(5/22/2023)
(2/26/2009)
(8/4/2023)
(8/2/2022)
(3/31/2025)
(4/12/2024)
(8/2/2023)
(8/24/2023)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
