Theologos Stavros Basis
Professional Summary
Theologos Stavros Basis, who also goes by Theo Basis, Theo Stavros Basis, is a registered financial advisor currently at SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC located in New York, New York and SPARTAN CAPITAL SECURITIES, LLC located in New York, New York. Theologos is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Theologos has worked at 14 firms and has passed the Series 65,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Theo Basis, Theo Stavros Basis
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Contact Information
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
SCS ADVISORY SERVICES LLC. | SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC
Contact Information
Main Address
45 Broadway 19th Floor, New York, NY 10006Phone Number
(212) 293-0123# of Employees
6Documents
Regulatory Assets Under Management
Total Number of Accounts
20AUM (Assets Under Management)
$6,741,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/31/2025)
(4/16/2025)
(3/27/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Nov 1998SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Theologos Stavros Basis's CRS (Customer Relationship Summary).
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