Sean F. Reardon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean F Reardon, who also goes by Sean Francis Reardon, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1995. Sean had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2013 - May 7, 2019
ICON ADVISERS, INC.
January 11, 2013 - May 7, 2019
ICON DISTRIBUTORS, INC.
April 20, 2006 - November 28, 2012
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
August 24, 2005 - April 20, 2006
AMUNDI ASSET MANAGEMENT US, INC.
August 24, 2005 - November 28, 2012
AMUNDI DISTRIBUTOR US, INC.
December 11, 2003 - August 23, 2005
NATCITY INVESTMENTS, INC.
August 18, 2003 - November 10, 2003
FORESIDE FUNDS DISTRIBUTORS LLC
March 21, 2000 - July 10, 2003
INVESCO DISTRIBUTORS, INC.
September 28, 1998 - March 10, 2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
March 17, 1995 - May 4, 1998
GT GLOBAL, INC.
Primary Firm SEC Registration
ICON ADVISERS, INC.
CRD#: 108268 / SEC#: 801-38868
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ICON ADVISERS, INC.
CRD#: 108268 / SEC#: 801-38868
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 341 |
| AUM (Assets Under Management) | $ 793,555,660 |
Red Flags
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