Joseph F. Christiana

QUINT INVESTMENTS AND INSURANCE

Wappingers Falls, NY 12590

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CRD#: 2574360

Professional summary

Joseph Francis Christiana, who also goes by Joseph Francis Christiana Mr, is a registered financial advisor currently at QUINT INVESTMENTS AND INSURANCE located in Wappingers Falls, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Joseph has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Francis Christiana Mr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I have a Life, Accident and Health Insurance license. I hold an active Life/Accident and Health license. I recieve commisions on a case by case basis.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Christiana's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2023 - Present

QUINT INVESTMENTS AND INSURANCE

Office #1: 210 New Hackensack Road, Wappingers Falls, NY 12590

RIA

CRD#: 168463

Wappingers Falls, NY

Past

July 27, 2021 - June 12, 2023

FINANCIAL SERVICES CENTER ASSET MANAGEMENT INC.

RIA

CRD#: 129708

RED HOOK, NY

Past

July 5, 2012 - February 24, 2014

FINANCIAL SERVICES CENTER ASSET MANAGEMENT INC.

RIA

CRD#: 129708

RED HOOK, NY

Past

November 16, 1999 - February 23, 2001

YANKEE FINANCIAL GROUP, INC.

CRD#: 17966

MELVILLE, NY

Past

October 20, 1999 - November 5, 1999

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

May 13, 1998 - October 15, 1999

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

December 20, 1996 - February 3, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 20, 1996 - February 3, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

July 12, 1995 - August 15, 1996

KOPSTEIN, VAN ALEN, NASH & CO. INC.

CRD#: 17984

POUGHKEEPSIE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINT INVESTMENTS AND INSURANCE

HUDSON VALLEY WEALTH MANAGEMENT GROUP | QUINT WEALTH MANAGEMENT, INC. | QUINT INVESTMENTS AND INSURANCE

CRD#: 168463 / SEC#: 801-118831

RIA

Registered Investment Advisory firm - (6/1/2020 Approved)

Connecticut

Registered Investment Advisory firm - (2/17/2021 Terminated)

New York

Registered Investment Advisory firm - (6/3/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/29/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/30/1995

General Securities Representative Examination

Current Firm

QUINT INVESTMENTS AND INSURANCE

HUDSON VALLEY WEALTH MANAGEMENT GROUP | QUINT WEALTH MANAGEMENT, INC. | QUINT INVESTMENTS AND INSURANCE

CRD#: 168463 / SEC#: 801-118831

RIA

Registered Investment Advisory firm - (6/1/2020 Approved)

Connecticut

Registered Investment Advisory firm - (2/17/2021 Terminated)

New York

Registered Investment Advisory firm - (6/3/2020 Terminated)

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Contact information

Main Address

210 New Hackensack Road, Wappingers Falls, NY 12590

Mailing Address

Phone number

(845) 345-3628

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A QUINT INVESTMENTS AND INSURANCE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	709
AUM (Assets Under Management)	$ 88,515,065

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph F. Christiana

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Christiana's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL SERVICES CENTER ASSET MANAGEMENT INC.

FINANCIAL SERVICES CENTER ASSET MANAGEMENT INC.

YANKEE FINANCIAL GROUP, INC.

CADARET, GRANT & CO., INC.

LPL FINANCIAL LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

KOPSTEIN, VAN ALEN, NASH & CO. INC.

Primary Firm SEC Registration

QUINT INVESTMENTS AND INSURANCE

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/2003

Series 63

Date: 6/29/1995

Series 7

Date: 5/30/1995

Current Firm

QUINT INVESTMENTS AND INSURANCE

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINT INVESTMENTS AND INSURANCE

TRUST BUT VERIFY

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