JZ
John C. Zechman
CETERA INVESTMENT ADVISERS LLC
TOLEDO, OH 43615
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CRD#: 2574274
JZ
Professional summary
John Carl Zechman is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Toledo, Ohio and CETERA WEALTH SERVICES, LLC located in Toledo, Ohio.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. John has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:YMCA and JCC of Greater Toledo; No; 6465 SYLVANIA AVENUE; SYLVANIA; OH; 43560; NON-PROFIT ORGANIZATION; Board Member; 1/1/2012; 4; 4; ATTEND MEETINGS|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 5748 PARK CENTER COURT; TOLEDO; OH; 43615; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 7/19/2006; 80; 80; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Mercy Outreach Ministries, Inc.; No; 5810 MAIN STREET; WILLISTON; OH; 43468; Non-Profit Corporation; President and Board Member; 3/20/2012; 8; 8; Board member and president duties - signing paperwork for HUD grants and attending the home closing in the HUD office.|NAME OF ENTITY:YOUSSEF FINANCIAL SERVICES, INC; Yes; 5748 PARK CENTER COURT; TOLEDO; OH; 43615; FINANCIAL SERVICES/DBA; REGISTERED PRINCIPAL, OSJ DELEGATE; 7/1/2006; 160; 160; SUPERVISION OF REGISTERED REPS; WORK WITH SECURITIES AND INSURANCE CLIENTS.|NAME OF ENTITY:Luther Home of Mercy Foundation; No; 5810 MAIN STREET; WILLISTON; OH; 43468; NON-PROFIT ORGANIZATION; BOARD MEMBER; 7/19/2006; 24; 24; ATTEND MEETINGS AND PARTICIPATE IN FUND RAISING|NAME OF ENTITY:Sylvania Community Rotary Foundation; No; 6730 MONROE STREET; SYLVANIA; OH; 43560; community service; Board Member; 7/1/2009; 4; 4; Board Member|
CRS (Client Relationship Summary) - RIA
Click below to view John Carl Zechman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2735 N Holland-sylvania Rd Unit B-3, Toledo, OH 43615RIA
CRD#: 105644
TOLEDO, OH
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5748 Park Center Court, Toledo, OH 43615BD
CRD#: 13572
Toledo, OH
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 26, 2006 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
TOLEDO, OH
Past
July 19, 2006 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TOLEDO, OH
Past
June 6, 2005 - July 25, 2006
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
TOLEDO, OH
Past
October 16, 1998 - July 25, 2006
NYLIFE SECURITIES LLC
BD
CRD#: 5167
TOLEDO, OH
Past
March 21, 1995 - August 4, 1998
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Hawaii(6/9/2021)
RR
Michigan(6/9/2021)
RR
Ohio(6/9/2021)
IAR
Ohio(6/29/2023)
RR
Texas(9/21/2021)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Toledo, OH 43615TRUST BUT VERIFY
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