Carlos M. Asilis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlos Manuel Asilis, who also goes by Carlos M Asilis, was a registered financial professional .
Carlos is a previously registered financial professional and started their career in finance in 1999. Carlos had worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2019 - December 31, 2023
GLOVISTA INVESTMENTS PUERTO RICO
February 22, 2019 - June 7, 2024
GLOVISTA INVESTMENTS LLC
March 16, 2011 - December 31, 2017
GLOVISTA INVESTMENTS LLC
May 1, 2001 - February 6, 2003
J.P. MORGAN SECURITIES INC.
August 27, 1999 - May 1, 2001
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOVISTA INVESTMENTS PUERTO RICO
CRD#: 287813 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 868,792 |
Red Flags
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