Laura D. Ryan

CETERA INVESTMENT ADVISERS LLC

PLANO, TX 75024

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CRD#: 2574123

Professional summary

Laura Daly Ryan, CFP®, who also goes by Laura Jane Daly, Laura Ryan, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Plano, Texas and CETERA INVESTMENT SERVICES LLC located in Plano, Texas.

Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Laura has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura Jane Daly | Laura Ryan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) PRIVATE BANKER FOR HANCOCK WHITNEY BANK; WORK WITH HIGH NET WORTH CLIENTS FOR THEIR BANKING NEEDS; WORK WITH CLIENTS TO UNDERSTAND THEIR NEEDS, GOALS AND OBJECTIVES, GATHER INFORMATION, AND ANALYZE TO CREATE A PLAN TO MEET THEIR GOALS; WORK WITH VARIOUS OFFICERS IN THE BANK TO ASSIST CLIENT. 2.) VICE PRESIDENT FOR DALLAS ESTATE PLANNING COUNCIL, SOCIAL EVENTS FOR ESTATE PLANNING PROFESSIONALS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Daly Ryan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

June 30, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 5830 Granite Parkway Suite 100-289, Plano, TX 75024

RIA

CRD#: 105644

PLANO, TX

Current

June 30, 2023 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 5830 Granite Parkway Suite 900, Plano, TX 75024

CRD#: 15340

PLANO, TX

Past

January 11, 2019 - June 2, 2023

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

DALLAS, TX

Past

January 11, 2019 - June 2, 2023

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

DALLAS, TX

Past

October 1, 2008 - May 15, 2012

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

DALLAS, TX

Past

October 1, 2008 - January 3, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

DALLAS, TX

Past

August 15, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

RIA

CRD#: 18718

DALLAS, TX

Past

June 20, 2007 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

DALLAS, TX

Past

January 28, 2004 - June 20, 2006

BANC ONE SECURITIES CORPORATION

CRD#: 16999

DALLAS, TX

Past

January 29, 2003 - June 26, 2003

COMERICA SECURITIES

CRD#: 17079

DETROIT, MI

Past

May 1, 2001 - March 1, 2002

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

March 13, 2001 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

January 4, 2001 - March 9, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(6/30/2023)

IAR

Texas
(6/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/11/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/3/2001

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 12/13/1994

Non-Member General Securities Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Laura D. Ryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Daly Ryan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

BANC ONE SECURITIES CORPORATION

COMERICA SECURITIES

J.P. MORGAN SECURITIES INC.

JPMSI

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/11/2008

Series 63

Date: 12/18/2000

SIE

Date: 10/1/2018

Series 7

Date: 1/3/2001

Series 2

Date: 12/13/1994

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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