Carl Goodman

GOODMAN ASSET MANAGEMENT

FRAMINGHAM, MA 01701

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CRD#: 2574089

Professional summary

Carl Goodman is a registered financial advisor currently at GOODMAN ASSET MANAGEMENT, INC. located in Framingham, Massachusetts.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Carl has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. GOODMAN IS IN PRACTICE AS A CPA AS A SOLE PROPRIETOR. THE ADDRESS IS 50 CARTER DRIVE FRAMINGHAM, MA.01701 MR. GOODMAN OWNS 100% OF THE CPA PRACTICE AND THE INVESTMENT ADVISOR CORPORATION. THE NUMBER OF HOURS PER MONTH DEVOTED TO THE CPA PRACTICE IS APPROXIMATLY 50% OF MR. GOODMAN'S TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Goodman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 1994 - Present

GOODMAN ASSET MANAGEMENT, INC.

Office #1: 50 Carter Drive, Framingham, MA 01701

RIA

CRD#: 128643

FRAMINGHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/30/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/1994

Uniform Investment Adviser Law Examination

Current Firm

GOODMAN ASSET MANAGEMENT, INC.

CRD#: 128643 / SEC#:

Massachusetts

Registered Investment Advisory firm - (4/14/1994 Approved)

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Contact information

Main Address

Framingham, MA

Mailing Address

Po Box 1509, Framingham, MA 01701

Phone number

(617) 797-4200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 34,787,094

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Carl Goodman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Goodman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOODMAN ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/1994

Current Firm

GOODMAN ASSET MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GOODMAN ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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