Amiel L. Aharon
Professional summary
Amiel Levy Aharon, who also goes by Ami Aharon, Amiel L Aharon, is a registered financial professional currently at ANZ SECURITIES, INC. located in New York, New York.
Amiel is registered as a RR (Registered Representative) and started their career in finance in 1997. Amiel has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amiel Levy Aharon's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2010 - Present
ANZ SECURITIES, INC.
Office #1: 277 Park Avenue Floor 31, New York, NY 10172October 1, 1997 - April 24, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/26/2019)
(6/7/2017)
(6/12/2017)
(12/26/2019)
(3/18/2026)
(3/18/2026)
(3/18/2026)
(2/10/2010)
(3/18/2026)
(5/19/2022)
(2/10/2010)
(6/7/2017)
Exams
What does exam status mean?
Series 99TO
Passed: 10/30/2025
Operations Professional ExaminationSeries 79TO
Passed: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ANZ SECURITIES, INC.
CRD#: 36654 / SEC#: , 8-47390
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
