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NM

Nicholas J. Muzychak

HUNTINGTON SECURITIES
Cleveland, OH 44114
Some features on this profile are disabled
CRD#: 2573605
NM

Professional summary

Nicholas Joseph Muzychak is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Cleveland, Ohio.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1995. Nicholas has worked at 7 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE, Series 7, Series 52 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Joseph Muzychak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 24, 2020 - Present

HUNTINGTON SECURITIES, INC.

Office #1: 200 Public Square 6th Floor, Cleveland, OH 44114
BD
CRD#: 2261
Cleveland, OH
Past

September 27, 2016 - February 24, 2020

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
CLEVELAND, OH
Past

June 4, 2012 - September 30, 2016

PIPER SANDLER & CO.

BD
CRD#: 665
WESTLAKE, OH
Past

July 6, 2010 - November 3, 2010

KIPLING JONES & CO., LTD.

BD
CRD#: 144730
HOUSTON, TX
Past

August 12, 2002 - March 31, 2009

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

October 4, 1999 - August 29, 2000

NATCITY INVESTMENTS, INC.

BD
CRD#: 17490
CLEVELAND, OH
Past

January 3, 1995 - December 31, 1996

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/10/2021)
RR
Arizona
(3/10/2021)
RR
Arkansas
(3/10/2021)
RR
California
(3/10/2021)
RR
Colorado
(3/10/2021)
RR
Connecticut
(3/10/2021)
RR
Florida
(3/10/2021)
RR
Illinois
(3/10/2021)
RR
Indiana
(3/10/2021)
RR
Kentucky
(3/10/2021)
RR
Louisiana
(3/10/2021)
RR
Massachusetts
(5/10/2021)
RR
Michigan
(3/10/2021)
RR
Montana
(3/10/2021)
RR
New Jersey
(3/10/2021)
RR
New Mexico
(3/10/2021)
RR
New York
(3/10/2021)
RR
North Carolina
(3/10/2021)
RR
Ohio
(2/24/2020)
RR
Oregon
(3/17/2021)
RR
Pennsylvania
(3/10/2021)
RR
Rhode Island
(3/10/2021)
RR
Tennessee
(3/10/2021)
RR
Texas
(3/10/2021)
RR
Utah
(3/10/2021)
RR
Virginia
(3/10/2021)
RR
West Virginia
(3/10/2021)
RR
Wisconsin
(3/10/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 11/16/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 11/28/2018
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/13/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 10/2/1999
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/19/1994
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HUNTINGTON SECURITIES, INC.
HUNTINGTON CAPITAL MARKETS | HUTCHINSON, SHOCKEY, ERLEY & CO. | HUTCHINSON SHOCKEY ERLEY | HUNTINGTON SECURITIES, INC.

CRD#: 2261 / SEC#: , 8-5761

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
41 South High St, Columbus, OH 43287
Mailing Address
41 South High St, Columbus, OH 43287
Phone number
(312) 443-1560
Established
Delaware since 02/08/1957
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HUNTINGTON BANCSHARES INCORPORATEDDIRECT OWNER
BEEKMAN, TODD ANDREWDIRECTOR6291198
BORRELLI, MARK ROBERTGENERAL COUNSEL/SECRETARY6803711
COSTANZO, SAMANTHA ANNDIRECTOR4133695
DIBOWSKI, TERRAHEAD OF BROKERAGE OPERATIONS5468840
FITZSIMMONS, DAVID RAYMONDHEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR4245434
HERBERT, KATHERINE ELEANORCONTROLLER/FINOP6412263
KLEINMAN, SCOTT DAVIDDIRECTOR2357636
MILCETICH, MATTHEW LOUISPRESIDENT6419334
SZWAGULAK, JOHN W IIICHIEF COMPLIANCE OFFICER4033023
WALTHER, KATHLEENDIRECTOR7858303

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUNTINGTON SECURITIES, INC.

CRD#: 2261Cleveland, OH 44114

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