Edward T. Jaramillo
Professional summary
Edward Terry Jaramillo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Edward had worked at 3 firms, which includes CP CAPITAL SECURITIES, CAPITAL INTERNATIONAL SECURITIES GROUP INC., AIBC INVESTMENT SERVICES CORPORATION.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2001 - April 14, 2003
CP CAPITAL SECURITIES
July 13, 1999 - August 25, 1999
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
November 30, 1995 - March 12, 1997
AIBC INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
CP CAPITAL SECURITIES
CRD#: 15029 / SEC#: 801-71535, 8-37309
Contact information
Disclosures
| Regulatory Event | 6 |
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