Ramon N. Margallo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ramon Nagrampa Margallo was a registered financial professional .
Ramon is a previously registered financial professional and started their career in finance in 1995. Ramon had worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2010 - September 23, 2014
APPLE SEED HOLDINGS
December 13, 1999 - December 31, 2001
VOYA FINANCIAL ADVISORS, INC.
February 23, 1995 - October 13, 1999
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
APPLE SEED HOLDINGS
CRD#: 153351 / SEC#:
Contact information
Red Flags
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