Gregory F. Matthews
Professional summary
Gregory Frederick Matthews, who also goes by Greg Matthews, Gregory Frederick Matthews, is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1997. Gregory has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Frederick Matthews's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2022 - Present
LIQUIDNET, INC.
Office #1: 200 Vesey Street 5th Floor, New York, NY 10281February 4, 2004 - June 1, 2020
LIQUIDNET, INC.
August 1, 2000 - October 22, 2003
INSTINET, LLC
March 28, 2000 - August 1, 2000
REUTERS C CORPORATION
April 23, 1997 - July 2, 1999
LEHMAN BROTHERS INC.
January 1, 1997 - April 7, 1997
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/31/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/14/2001
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
LIQUIDNET, INC.
CRD#: 103987 / SEC#: , 8-52461
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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