Samantha A. Epstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samantha Anne Epstein, who also goes by Samantha Anne Epsteinsmith, Samantha Epstein Smith, was a registered financial professional .
Samantha is a previously registered financial professional and started their career in finance in 1999. Samantha had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2011 - January 11, 2012
GRAND DISTRIBUTION SERVICES, LLC
November 8, 1999 - December 31, 2010
W. P. STEWART SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
GRAND DISTRIBUTION SERVICES, LLC
CRD#: 127700 / SEC#: , 8-66033
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
