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KF

Karen Louise Fay Luedtke

CRD# 1211395·Registered 1983 - 2013
Previously Registered: Being a previously registered professional could mean that Karen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Karen Louise Fay Luedtke, who also goes by Karen Louise Luedtke, Karen Louise Luedtkestites, Karen Louise Stites, was a registered financial advisor. Karen was a previously registered financial professional and started their career in finance 1983 - 2013. Karen had worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Karen Louise Luedtke, Karen Louise Luedtkestites, Karen Louise Stites

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

GRAND DISTRIBUTION SERVICES, LLC·CRD# 127700
BD
Milwaukee, WI
July 30, 2010 - July 15, 2013
DISTRIBUTION SERVICES, LLC·CRD# 25938
BD
Denver, CO
July 29, 2010 - October 20, 2020
ALLSPRING FUNDS DISTRIBUTOR, LLC·CRD# 133366
BD
Menomonee Falls, WI
June 20, 2006 - July 27, 2009
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC·CRD# 21570
BD
Shelton, CT
June 21, 2001 - November 17, 2004
BROKERAGE ADMINISTRATORS CORPORATION·CRD# 37432
BD
Englewood, CO
September 25, 2000 - March 30, 2001
BERGER DISTRIBUTORS LLC·CRD# 41436
BD
Denver, CO
January 14, 1997 - August 2, 2000
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
April 6, 1987 - June 29, 1989
FIDELITY DISTRIBUTORS CORPORATION·CRD# 6848
BD
November 30, 1983 - January 29, 1987

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Current Firm

GD
GRAND DISTRIBUTION SERVICES, LLC

GRAND DISTRIBUTION SERVICES | GRAND DISTRIBUTION SERVICES, LLC

CRD#: 127700 / SEC#: 8-66033
BD
Terminated by SEC on 07/19/2013

Contact Information

Established

Wisconsin since 04/18/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
UMB FUND SERVICES, INC.SOLE MEMBER—
FAY LUEDTKE, KAREN LOUISECHIEF COMPLIANCE OFFICER1211395
MORTENSEN, CHRISTINE LEETREASURER2658546
SHANNON, CONSTANCE DYESECRETARY1741493

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2006About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1996About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Dec 2022About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Dec 2022About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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