John R. Downey

TRIDENT PARTNERS LTD.

Woodbury, NY 11797

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CRD#: 2571659

Professional summary

John Richard Downey is a registered financial professional currently at TRIDENT PARTNERS LTD. located in Woodbury, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1995. John has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Richard Downey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2023 - Present

TRIDENT PARTNERS LTD.

Office #1: 181 Crossways Park Drive, Woodbury, NY 11797

CRD#: 41258

Woodbury, NY

Past

July 22, 2022 - February 15, 2023

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

WESTBURY, NY

Past

January 24, 2017 - July 22, 2022

NATIONAL SECURITIES CORPORATION

CRD#: 7569

WESTBURY, NY

Past

July 22, 2015 - January 19, 2017

AXIOM CAPITAL MANAGEMENT, INC.

CRD#: 26580

Westbury, NY

Past

June 7, 2011 - July 24, 2015

ROCKWELL GLOBAL CAPITAL LLC

CRD#: 142485

MELVILLE, NY

Past

August 15, 2008 - June 8, 2011

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

SYOSSET, NY

Past

May 4, 2006 - August 15, 2008

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SYOSSET, NY

Past

February 18, 2004 - May 5, 2006

GUNNALLEN FINANCIAL, INC

CRD#: 17609

SYOSSET, NY

Past

July 7, 2003 - August 25, 2003

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

August 19, 2002 - March 12, 2003

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

January 10, 2002 - August 20, 2002

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

May 1, 1995 - January 15, 2002

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/15/2023)

California
(2/15/2023)

Connecticut
(2/15/2023)

Florida
(2/15/2023)

Minnesota
(2/23/2023)

New Jersey
(2/21/2023)

New York
(2/15/2023)

North Carolina
(2/16/2023)

Ohio
(2/15/2023)

Pennsylvania
(2/16/2023)

South Carolina
(3/6/2023)

Texas
(2/15/2023)

Utah
(2/15/2023)

Virginia
(2/21/2023)

Exams

State Security Law Exam

Series 63

Date: 6/20/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/29/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRIDENT PARTNERS LTD.

THE KOENIGSBERG ORGANIZATION | TRIDENT PARTNERS, LTD. | TRIDENT PARTNERS LTD.

CRD#: 41258 / SEC#: , 8-49342

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

181 Crossways Park Drive, Woodbury, NY 11797

Mailing Address

181 Crossways Park Drive, Woodbury, NY 11797

Phone number

(516) 681-9100

Established

New York since 05/17/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (50 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MEKA ASSOCIATES, LLC	DIRECT OWNER
CERINI, MICHELLE C.	CHIEF FINANCIAL OFFICER - FINANCIAL OPERATIONS PRINCIPAL	4752108
FLYNN, EDWARD PATRICK SR	MANAGING DIRECTOR	1914535
SCAVONE, NICHOLAS	CHIEF COMPLIANCE OFFICER	4677020
SCHANTZ, BRIAN FRANCIS	PRESIDENT	1232754

Disclosures

Regulatory Event	5
Arbitration	4

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John R. Downey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Richard Downey's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY WEALTH MANAGEMENT

NATIONAL SECURITIES CORPORATION

AXIOM CAPITAL MANAGEMENT, INC.

ROCKWELL GLOBAL CAPITAL LLC

J.P. TURNER & COMPANY, L.L.C.

CETERA WEALTH SERVICES, LLC

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

FIRST MONTAUK SECURITIES CORP.

CONTINENTAL BROKER-DEALER CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/20/1995

SIE

Date: 10/1/2018

Series 7

Date: 4/29/1995

FINRA

Current Firm

TRIDENT PARTNERS LTD.

Contact information

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRIDENT PARTNERS LTD.

TRUST BUT VERIFY

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