Maximo G. Centeno
Professional summary
Maximo Gregorio Centeno, who also goes by Maximo Gregorio Centeno Jr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Clifton, New Jersey and CETERA INVESTMENT SERVICES LLC located in Clifton, New Jersey.
Maximo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Maximo has worked at 22 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Maximo Gregorio Centeno's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2022 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1055 Clifton Ave Clifton, Clifton, NJ 07013July 1, 2022 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 1055 Clifton Ave, Clifton, NJ 07013March 23, 2022 - July 7, 2022
EQUITABLE ADVISORS, LLC
March 23, 2022 - July 7, 2022
EQUITABLE ADVISORS, LLC
June 24, 2021 - March 23, 2022
IP FINANCIAL ADVISORY SERVICES LLC
June 24, 2021 - March 23, 2022
INNOVATION PARTNERS LLC
February 25, 2020 - August 27, 2020
SUPREME ALLIANCE LLC
February 25, 2020 - August 27, 2020
SUPREME ALLIANCE LLC
July 9, 2018 - April 3, 2019
WEALTH WATCH ADVISORS, INC
August 5, 2016 - April 11, 2018
OSAIC INSTITUTIONS, INC.
August 3, 2016 - April 11, 2018
OSAIC INSTITUTIONS, INC.
March 18, 2016 - August 2, 2016
CAPITAL ONE ADVISORS, LLC
March 17, 2016 - August 2, 2016
CAPITAL ONE INVESTING, LLC
September 19, 2007 - September 7, 2010
CHASE INVESTMENT SERVICES CORP.
October 20, 2006 - September 7, 2010
CHASE INVESTMENT SERVICES CORP.
May 23, 2005 - October 13, 2006
IFMG SECURITIES, INC.
January 1, 2005 - May 31, 2005
HSBC SECURITIES (USA) INC.
March 7, 2003 - January 1, 2005
HSBC BROKERAGE (USA) INC.
January 11, 2001 - March 6, 2003
CITICORP INVESTMENT SERVICES
August 13, 1998 - January 29, 2001
G.P. MARONE & CO., INC.
November 19, 1997 - December 15, 1997
GLOBAL FINANCIAL GROUP, INC.
June 30, 1997 - August 4, 1997
MORGAN, TAYLOR & ASSOCIATES, INC.
May 8, 1997 - July 28, 1997
ASH FINANCIAL CORP.
October 23, 1996 - December 5, 1996
FOSTER JEFFRIES SECURITIES, LLC
July 7, 1995 - September 12, 1995
THE THORNWATER COMPANY, L.P.
January 6, 1995 - February 27, 1995
ROYCE INVESTMENT GROUP, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2022)
(7/7/2022)
(7/1/2022)
(7/6/2022)
(7/9/2022)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
