LH
Lesa F. Haas
CETERA INVESTMENT ADVISERS LLC
EVERETT, PA 15537
Some features on this profile are disabled
CRD#: 2571308
LH
Professional summary
Lesa Feuillet Haas, CFP®, who also goes by Lesa Carol Feuillet, Lesa Carol Feuillet Haas, Lesa Feuilett Haas, Lesa C Moulton, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Everett, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Everett, Pennsylvania.
Lesa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Lesa has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Comprehensive Financial Planni...
Estate Planning
Employee and Employer Plan Ben...
Investment Planning
Education Planning
Long-term Care
Retirement Planning
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
Lesa Carol Feuillet | Lesa Carol Feuillet Haas | Lesa Feuilett Haas | Lesa C Moulton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT SELLING LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 1 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES TRADING HOURS WEEKLY AT BUSINESS ADDRESS SINCE 1/1998. 2. TAX PREPARER - PREPARE EASY TAX FORMS FOR WALK-IN CLIENTS 10 SECURITIES TRADING HOURS WEEKLY, 8 NON SECURITIES TRADING HOURS WEEKLY AT 17339 VIRGINIA AVENUE, HAGERSTOWN, MD SINCE 1/2009 3. NAME OF OTHER BUSINESS: LESA FEUILLET HAAS RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 108 E MAIN ST EVERETT PA 15537; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 7/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: COLLECT RENTS, MAKE IMPROVEMENTS TO PROPERTY;
CRS (Client Relationship Summary) - RIA
Click below to view Lesa Feuillet Haas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 108 E Main Street Apt 2, Everett, PA 15537RIA
CRD#: 105644
EVERETT, PA
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 108 E Main Street Apt 2, Everett, PA 15537BD
CRD#: 13572
Everett, PA
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
HAGERSTOWN, MD
Past
October 16, 2009 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
HAGERSTOWN, MD
Past
August 1, 2003 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
HAGERSTOWN, MD
Past
December 11, 1995 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
September 18, 1995 - December 11, 1995
THE HOUSE OF SECURITIES COMPANY
BD
CRD#: 2236
FREDERICK, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/20/2021)
RR
California(9/3/2013)
RR
Colorado(11/23/2021)
RR
District of Columbia(9/3/2013)
RR
Florida(9/3/2013)
RR
Georgia(9/3/2013)
RR
Idaho(10/6/2020)
RR
Illinois(5/8/2025)
RR
Indiana(9/3/2013)
RR
Iowa(8/10/2016)
RR
Maryland(9/3/2013)
IAR
Maryland(6/29/2023)
RR
Massachusetts(1/4/2017)
RR
Michigan(11/3/2021)
RR
Nevada(9/3/2013)
RR
New Hampshire(8/8/2019)
RR
New York(1/4/2017)
RR
North Carolina(9/3/2013)
RR
Ohio(1/11/2017)
RR
Oregon(1/4/2021)
RR
Pennsylvania(9/3/2013)
IAR
Pennsylvania(6/29/2023)
RR
South Carolina(9/3/2013)
RR
Texas(9/3/2013)
IAR
Texas(6/29/2023)
RR
Vermont(6/27/2024)
RR
Virginia(9/3/2013)
RR
Washington(6/30/2017)
RR
West Virginia(9/3/2013)
RR
Wisconsin(1/4/2017)
RR
Wyoming(6/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
