Daniel T. Burger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Thomas Burger was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1995. Daniel had worked at 10 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2012 - June 10, 2014
MISMI, INC.
April 6, 2006 - February 13, 2012
ATM
October 30, 2003 - August 9, 2004
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
March 3, 2003 - April 30, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
September 27, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
December 5, 2000 - January 4, 2002
ELECTRONIC SECURITIES PROCESSING (ESP) LLC
July 30, 1999 - August 30, 2000
INTER-DEALER BROKERS LLC
April 17, 1998 - August 30, 2000
GFI SECURITIES LLC
July 29, 1996 - December 1, 1997
EXCO RMJ INTERNATIONAL INC.
February 7, 1995 - July 17, 1996
PREBON FINANCIAL PRODUCTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
MISMI, INC.
CRD#: 147058 / SEC#: , 8-67871
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TL VENTURES V L.P. | SHAREHOLDER COM./PREF. | |
| CERIA, SEBASTIAN | BOARD MEMBER | |
| CERIA, SEBASTIAN | SHAREHOLDER COMMON | |
| RK AXIOMA INVESTMENT GROUP, LLC | SHAREHOLDER COM./PREF | |
| SATURN PARTNERS, L.P. II | SHAREHOLDER COM./PREF. | |
| GUTTMAN, WILLIAM | SHAREHOLDER COMMON | |
| GUTTMAN, WILLIAM | BOARD MEMBER | |
| BEATON, DANIEL STEWART | FINOP | 4240769 |
| GOERZ (III), DAVID JONATHAN | BOARD MEMBER | |
| KEARNS, PETER A | EXECUTIVE CHAIRMAN | 2518315 |
| PAPANDREADIS, ANDREW | SHAREHOLDER COMMON | |
| SCHNEID, JARED DAVID | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER | 850418 |
Red Flags
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