Gregory A. Ratto
Professional summary
Gregory Anthony Ratto is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Alamo, California and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Alamo, California.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Gregory has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Anthony Ratto's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2008 - Present
PGIM INVESTMENTS LLC
September 4, 2008 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 11, 2005 - August 5, 2008
BOFA ADVISORS, LLC
February 26, 1999 - August 5, 2008
BOFA DISTRIBUTORS, INC.
August 27, 1998 - November 6, 1998
NORTHSTAR DISTRIBUTORS, INC.
January 1, 1998 - June 22, 1998
NYLIFE DISTRIBUTORS LLC
May 17, 1995 - July 24, 1997
STEPHENS
December 19, 1994 - March 1, 1995
ARAGON FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 322,085,635,448 |
Red Flags
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