Christopher M. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Michael Johnson, who also goes by Chris M Johnson, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1995. Christopher had worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2011 - August 20, 2025
FLEXTRADE LLC
June 6, 2008 - December 15, 2010
LAVAFLOW, INC.
August 18, 2006 - April 3, 2008
CITIGROUP GLOBAL MARKETS INC.
April 1, 2003 - August 18, 2006
TD WATERHOUSE CAPITAL MARKETS, INC.
March 14, 2002 - June 28, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 17, 2000 - March 14, 2002
HERZOG, HEINE, GEDULD, LLC
May 12, 1995 - April 12, 2000
CIBC WORLD MARKETS CORP.
February 2, 1995 - April 28, 1995
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/11/1999
Limited Representative-Equity Trader ExamCurrent Firm
FLEXTRADE LLC
CRD#: 113226 / SEC#: , 8-53309
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
