Barbara J. Borowsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Jean Borowsky, who also goes by Baraba Jean Borowsky, Barbara J Borowsky, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1994. Barbara had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2019 - December 21, 2020
RETIREMENT CASH FLOW GROUP, LLC
September 18, 2017 - December 5, 2025
DEMPSEY LORD SMITH, LLC
November 29, 2016 - December 31, 2018
RETIREMENT CASH FLOW GROUP, LLC
October 15, 2016 - December 5, 2025
DEMPSEY LORD SMITH, LLC
August 15, 2016 - October 13, 2016
REALTA EQUITIES, INC.
May 27, 2009 - November 2, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
May 25, 2009 - November 2, 2015
J.P. TURNER & COMPANY, L.L.C.
April 2, 2004 - December 9, 2008
TRUIST INVESTMENT SERVICES, INC.
September 26, 2003 - December 9, 2008
TRUIST INVESTMENT SERVICES, INC.
April 22, 2003 - September 29, 2003
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - September 29, 2003
WELLS FARGO CLEARING SERVICES, LLC
July 13, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
February 14, 2000 - June 30, 2000
WACHOVIA SECURITIES, INC.
December 23, 1994 - February 14, 2000
WACHOVIA BROKERAGE SERVICE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREMENT CASH FLOW GROUP, LLC
CRD#: 285843 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 120,883 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
