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SC

Stuart I. Cantor

MONNESS CRESPI HARDT & CO.
New York, NY 10017-2047
Some features on this profile are disabled
CRD#: 2570718
SC

Professional summary


Stuart Ira Cantor, who also goes by Stuart I Cantor, is a registered financial professional currently at MONNESS CRESPI HARDT & CO., INC. located in New York, New York.

Stuart is registered as a RR (Registered Representative) and started their career in finance in 1995. Stuart has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Stuart I Cantor

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Stuart Ira Cantor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 2, 2009 - Present

MONNESS CRESPI HARDT & CO., INC.

Office #1: 767 Third Avenue, New York, NY 10017-2047
BD
CRD#: 7424
New York, NY
Past

January 3, 2003 - January 16, 2009

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

March 21, 2000 - January 3, 2003

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

February 21, 1995 - March 24, 2000

MONNESS CRESPI HARDT & CO., INC.

BD
CRD#: 7424
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(4/2/2009)
RR
Minnesota
(7/21/2009)
RR
New York
(4/2/2009)
RR
Ohio
(1/4/2010)
RR
Wisconsin
(4/2/2009)

Exams


State Security Law Exam
RR
Series 63
Date: 3/14/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


MC
MONNESS CRESPI HARDT & CO., INC.
MONNESS CRESPI HARDT & CO., INC. | MONNESS, WILLIAMS, CRESPI & CO., INC.

CRD#: 7424 / SEC#: , 8-21380

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
767 Third Avenue, New York, NY 10017-2047
Mailing Address
767 Third Avenue, New York, NY 10017-2047
Phone number
(212) 838-7575
Established
New York since 11/01/1996
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CRESPI, NEIL STEVENPRESIDENT/ (CEO-EQUIVALENT)857348
MONNESS, ANDREW JAMESCHAIRMAN/FINOP338145
BLANCO, WILLIAM JOHNVICE PRESIDENT/FINOP2759359
FERGUSON-MORAN, KAREN ANNCCO4669988

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MONNESS CRESPI HARDT & CO., INC.

CRD#: 7424New York, NY 10017-2047

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