BB
Brian M. Bloxom
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Woodbridge, VA 22192
Some features on this profile are disabled
CRD#: 2570580
BB
Professional summary
Brian Matthews Bloxom is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Woodbridge, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Woodbridge, Virginia.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 7 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)BRIAN BLOXOM, INDEPENDENT INSURANCE AGENT, 4400 TUSCANY CT, WOODBRIDGE, VA, 11/18/1994 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/WK - 6/TRADING. 2)FREEDOM BANK. 502 MAPLE AVE, WEST, VIENNA, VA. 8/01/2014 AS ADVISORY BOARD MEMBER. IMPROVING THE AWARENESS/VISIBILITY OF THE BANK WITHIN THE COMMUNITY. SPENDS 3 HR/MONTH, NONE DURING TRADING. 3)BNI, 12449 DILLINGHAM SQUARE, WOODBRIDGE, VA, 12/01/19 AS DIRECTOR CONSULTANT BUSINESS NETWORKING INSTITUTE. NIR ??" 3 HR/MO - 0/TRADING. 4)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 4/TRADING. 03/03/14. 5)SALVATION ARMY, PRINCE WILLIAM COUNTY, 1483 OLD BRIDGE RD SUITE 102, WOODBRIDGE, VA, 2/2018, VICE CHAIRMAN OF NON-PUBLIC ENTITY, NIR, 2HRS/MO, 0HRS/TRADING 6)SENTINEL WEALTH PARTNERS, 4008 Genesee Place suite 201, Woodbridge, VA 22192, USA, Woodbridge VA 22192, United States, 10/30/2023, Owner, Using a Trade Name/dba, NIR, 4 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Brian Matthews Bloxom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 4008 Genesee Place Ste. 201, Woodbridge, VA 22192RIA
CRD#: 134139
Woodbridge, VA
Current
March 4, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4008 Genesee Place Ste. 201, Woodbridge, VA 22192Office #2: 12020 Sunrise Valley Dr Ste 380, Reston, VA 20191BD
CRD#: 39543
Woodbridge, VA
Past
March 14, 2008 - March 17, 2014
FULCRUM ADVISORY SERVICES, LLC
RIA
CRD#: 131777
RESTON, VA
Past
March 14, 2008 - March 17, 2014
FULCRUM SECURITIES, LLC
BD
CRD#: 140084
RESTON, VA
Past
February 7, 2003 - March 24, 2008
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ALEXANDRIA, VA
Past
May 26, 2000 - March 24, 2008
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ALEXANDRIA, VA
Past
December 12, 1997 - May 26, 2000
CRESTAR SECURITIES CORPORATION
BD
CRD#: 17464
RICHMOND, VA
Past
April 19, 1995 - November 25, 1997
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2025)
RR
California(3/4/2014)
RR
Colorado(1/7/2021)
RR
District of Columbia(3/4/2014)
RR
Florida(3/5/2014)
RR
Georgia(3/4/2014)
RR
Kentucky(6/10/2022)
RR
Louisiana(5/30/2024)
RR
Maine(1/27/2023)
RR
Maryland(3/4/2014)
RR
New Mexico(8/19/2025)
RR
New York(3/4/2014)
RR
North Carolina(3/4/2014)
RR
Ohio(5/1/2024)
RR
Oregon(6/27/2019)
RR
Pennsylvania(6/19/2017)
RR
South Carolina(3/4/2014)
RR
Tennessee(9/17/2021)
IAR
Texas(4/9/2024)
RR
Texas(4/10/2024)
RR
Virginia(3/4/2014)
IAR
Virginia(3/4/2014)
RR
West Virginia(12/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Woodbridge, VA 22192TRUST BUT VERIFY
Monitor Brian Bloxom
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
