WB
Warren E. Barhorst
HIGGINBOTHAM SECURITIES
Houston, TX 77041
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CRD#: 2570446
WB
Professional summary
Warren Edward Barhorst, who also goes by Warren Barhorst, Warren E Barhorst, is a registered financial professional currently at HIGGINBOTHAM SECURITIES located in Houston, Texas.
Warren is registered as a RR (Registered Representative) and started their career in finance in 1995. Warren has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Warren Barhorst | Warren E Barhorst
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 01/27/20 2) ISCENTIAL, 8220 JONES ROAD, STE 100, HOUSTON, TX, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 09/15/93, INV REL, 35/WK- 35/TRADING 3) RENOVO PARTNERS, LLC, 8220 JONES ROAD STE 100, HOUSTON, TX, 12/14/06, Owner, NIR, 12/14/06, 0/MO- 0/TRADING 4) BAR OAKS RANCH LLC, 8220 JONES ROAD, STE 100, HOUSTON, TX, HORSE AND HAY RANCH, MANAGER, 12/14/07, NIR, 5/MO- 0/TRADING 5) LEGACY ONE REINSURANCE COMPANY LTD, 3101 N CENTRAL AVE, STE 400, PHOENIX AZ, 12/05/12, Board Member, Owner/Partner of a Business Entity, NIR, 5/MO- 0/TRADING 6) INGRAM BARHORST, LLC, 8220 JONES ROAD, STE 100, HOUSTON, TX, PROPERTY MANAGEMENT, NIR, 03/16/98, 5/MO- 0/TRADING 7) BARHORST INSURANCE GROUP, LTD, 8220 JONES ROAD, STE 100, HOUSTON TX, President, Owner/Partner of a Business Entity, 08/01/93, NIR, 0/MO- 0/TRADING 8) MEMBERS 1ST INSURANCE SERVICES, LLC, 5000 LOUISE DRIVE, MECHANICSBURG, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/01/18, NIR, PRESIDENT, 5/MO- 0/TRADING 9) BARVEST MANAGEMENT, LLC.8220 JONES ROAD, STE 100, HOUSTON, TX, 06/04/21, NIR, PRESIDENT LLC, MEMBER, 2 HR/MO- 0/TRADING HR. 10) ISCENTIAL MARKETS, 8220 Jones Road Suite 100, Houston TX 77065, 12/01/2021, Owner, Insurance/Benefits/Human Resources, INV REL, 10 HR/MONTH 5 HR/MONTH TRADING 11) HIGGINBOTHAM, 8220 Jones Rd, Suite 100, Houston TX 77065, United States, 05/01/2023, Agent, Owner/Partner of a Business Entity, NIR, 140 HR/MO - 140 HR/MO TRADING 12) ONPOINT MECHANICAL LLC, 4944 County Road 397, Alvin TX, 10/2023, BOARD MEMBER, HVAC AND PLUMBING SERVICES, NIR, 1 HR/MO - 0 HR TRADING 13) WDDSR LLC, 8220 Jones Road, Suite 100, Houston TX, 10/2023, PRESIDENT/PARTNER, HOLDING COMPANY, NIR, 1 HR/MO - 0 HR TRADING 14) DBAP2 - ASPIN LLC, 22803 Scheil Road, Cypress TX, CO-OWNER, REAL ESTATE, NIR, 1 HR/MO - 0 HR TRADING 15) TAILSPIN HANGAR LLC, 8220 Jones Road Suite 100, Houston TX 77065, United States, 12/31/2024, Owner, Real Estate, NIR, 1 HR/MO - 0 HR TRADING 16) DBAP3-FI, 22803 Schiel Road, Cypress TX 77433, 10/2024, Owner, Owner/Partner of a Business Entity, NIR, 0 HR/MO, 0 HR/MO TRADING. 17) 1155 DISTRIBUTION PARTNERS DBA LONESTAR ELECTRIC SUPPLY, 4414 Hollister, Houston TX 77040, 07/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO, 0 HR/MO TRADING. 18) MEMBERS 1ST INSURANCE SERVICES LLC, 5000 Marketplace Way, Enola PA 17025-2431, United States, 08/01/2018, Board Member, Insurance/Benefits/Human Resources, NIR, 2 HR/MO, 0 HR/MO TRADING. 19) ISCENTIAL, 8220 Jones Road Suite 100, Houston TX 77065, United States, 09/15/1993, Board Member, Owner/Partner of a Business Entity, NIR, 2 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - BD
Click below to view Warren Edward Barhorst's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2025 - Present
HIGGINBOTHAM SECURITIES
Office #1: 4424 West Sam Houston Pkwy Suite 1000, Houston, TX 77041BD
CRD#: 335402
Houston, TX
Past
January 27, 2020 - April 2, 2025
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Houston, TX
Past
January 2, 2020 - April 2, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Houston, TX
Past
August 1, 2008 - December 31, 2019
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
HOUSTON, TX
Past
March 24, 2006 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
HOUSTON, TX
Past
January 11, 1995 - December 31, 2019
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
HOUSTON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(8/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HIGGINBOTHAM SECURITIES
HIGGINBOTHAM SECURITIES | HIGGINBOTHAM SECURITIES LLC
CRD#: 335402 / SEC#: , 8-71338
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
4424 West Sam Houston Pkwy N Suite 1000, Houston, TX 77041
Mailing Address
4424 West Sam Houston Pkwy N Suite 1000, Houston, TX 77041
Phone number
(713) 952-9990
Established
Texas since 01/21/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HIGGINBOTHAM SECURITIES
CRD#: 335402Houston, TX 77041TRUST BUT VERIFY
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