Kenneth M. Kenvin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Michael Kenvin Jr, who also goes by Kenneth Michael Kenvin Jr, Kenneth Michael Kenvin, Kenneth Michael Jr Kenvin, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1994. Kenneth had worked at 7 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2024 - October 28, 2025
ETC BROKERAGE SERVICES, LLC
May 28, 2019 - October 8, 2021
CANTOR FITZGERALD & CO.
January 31, 2019 - May 21, 2019
ESPOSITO SECURITIES, LLC
October 26, 2015 - January 7, 2019
HILLTOP SECURITIES INC.
August 6, 2013 - November 9, 2015
FIRST SOUTHWEST COMPANY, LLC
September 25, 2008 - February 13, 2009
WFG INVESTMENTS, INC.
April 28, 2008 - August 5, 2013
ESPOSITO SECURITIES, LLC
January 23, 2006 - July 3, 2007
FIRST SOUTHWEST COMPANY, LLC
June 22, 1995 - September 27, 2005
HILLTOP SECURITIES INC.
December 21, 1994 - April 1, 1995
DICKINSON & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/26/2024
General Securities Representative ExaminationSeries 57TO
Date: 1/26/2024
Securities Trader ExamSeries 55
Date: 2/1/2000
Limited Representative-Equity Trader ExamCurrent Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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