PR
Paul M. Redclift
MUTUAL OF AMERICA SECURITIES LLC
Boca Raton, FL 33487
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CRD#: 2570037
PR
Professional summary
Paul Michael Redclift is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Boca Raton, Florida.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1994. Paul has worked at 7 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 55, Series 7 and Series 52 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Paul Michael Redclift's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2021 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 1150 Broken Sound Parkway Nw, Boca Raton, FL 33487BD
CRD#: 27878
Boca Raton, FL
Past
April 15, 2014 - August 30, 2021
FARR MILLER & WASHINGTON LLC
RIA
CRD#: 107553
Naples, FL
Past
August 9, 2012 - May 10, 2013
QUAD CAPITAL, LLC
BD
CRD#: 148927
NEW YORK, NY
Past
April 21, 2006 - January 8, 2008
OPUS TRADING FUND LLC
BD
CRD#: 125204
JERICHO, NY
Past
April 8, 2005 - August 8, 2005
STG SECURE TRADING GROUP, INC.
BD
CRD#: 41216
BOCA RATON, FL
Past
July 22, 1996 - March 23, 2004
SCHONFELD SECURITIES, LLC
BD
CRD#: 23304
JERICHO, NY
Past
December 23, 1994 - March 21, 1996
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/14/2021)
RR
Alaska(12/14/2021)
RR
Arizona(12/2/2021)
RR
Arkansas(12/14/2021)
RR
California(12/14/2021)
RR
Colorado(11/23/2021)
RR
Connecticut(11/23/2021)
RR
Delaware(12/14/2021)
RR
District of Columbia(11/23/2021)
RR
Florida(11/23/2021)
RR
Georgia(12/14/2021)
RR
Hawaii(12/14/2021)
RR
Idaho(11/23/2021)
RR
Illinois(12/14/2021)
RR
Indiana(12/14/2021)
RR
Iowa(12/14/2021)
RR
Kansas(12/14/2021)
RR
Kentucky(12/14/2021)
RR
Louisiana(11/23/2021)
RR
Maine(12/14/2021)
RR
Maryland(11/23/2021)
RR
Massachusetts(12/14/2021)
RR
Michigan(12/14/2021)
RR
Minnesota(12/14/2021)
RR
Mississippi(12/14/2021)
RR
Missouri(12/14/2021)
RR
Montana(12/14/2021)
RR
Nebraska(12/14/2021)
RR
Nevada(12/14/2021)
RR
New Hampshire(12/14/2021)
RR
New Jersey(12/14/2021)
RR
New Mexico(12/14/2021)
RR
New York(12/14/2021)
RR
North Carolina(12/14/2021)
RR
North Dakota(12/14/2021)
RR
Ohio(12/15/2021)
RR
Oklahoma(12/14/2021)
RR
Oregon(12/14/2021)
RR
Pennsylvania(12/14/2021)
RR
Rhode Island(12/14/2021)
RR
South Carolina(12/14/2021)
RR
South Dakota(12/14/2021)
RR
Tennessee(12/14/2021)
RR
Texas(12/14/2021)
RR
Utah(12/14/2021)
RR
Vermont(12/14/2021)
RR
Virginia(12/14/2021)
RR
Washington(12/14/2021)
RR
West Virginia(12/14/2021)
RR
Wisconsin(12/14/2021)
RR
Wyoming(12/14/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 10/29/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/31/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MO
MUTUAL OF AMERICA SECURITIES LLC
MUTUAL OF AMERICA SECURITIES CORPORATION | MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
320 Park Avenue, New York, NY 10022
Mailing Address
320 Park Avenue, New York, NY 10022-3869
Phone number
(212) 224-1600
Established
Delaware since 06/29/1990
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
