Adam S. Cefalo

LIVELIFE CAPITAL PARTNERS

Southborough, MA 01772

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CRD#: 2570027

Professional summary

Adam Scott Cefalo is a registered financial advisor currently at LIVELIFE CAPITAL PARTNERS LLC located in Southborough, Massachusetts.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Adam has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Scott Cefalo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2025 - Present

LIVELIFE CAPITAL PARTNERS LLC

Office #1: 144 Turnpike Road, Suite 215, Southborough, MA 01772

RIA

CRD#: 290008

Southborough, MA

Past

January 12, 2022 - June 10, 2024

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

May 5, 2017 - December 31, 2020

ABERDEEN FUND DISTRIBUTORS, LLC

CRD#: 146230

Boston, MA

Past

May 5, 2016 - March 31, 2017

M. S. HOWELLS & CO.

CRD#: 104100

SCOTTSDALE, AZ

Past

January 7, 2009 - December 4, 2015

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

SOUTHAMPTON, MA

Past

January 7, 2009 - December 4, 2015

NEUBERGER BERMAN BD LLC

CRD#: 2908

BOSTON, MA

Past

February 13, 2008 - October 7, 2008

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

BOSTON, MA

Past

October 8, 2007 - February 11, 2008

TRANSAMERICA INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108488

ALISO VIEJO, CA

Past

November 16, 2005 - December 21, 2007

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

March 31, 2005 - September 21, 2005

BOFA ADVISORS, LLC

RIA

CRD#: 107900

BOSTON, MA

Past

August 17, 2004 - March 30, 2005

COLUMBIA MANAGEMENT ADVISORS, INC.

RIA

CRD#: 105842

BOSTON, MA

Past

July 27, 2004 - September 21, 2005

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

June 22, 2000 - April 19, 2004

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

December 22, 1998 - June 13, 2000

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

April 29, 1997 - December 22, 1998

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

March 3, 1995 - October 23, 1995

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIVELIFE CAPITAL PARTNERS LLC

LIVELIFE CAPITAL PARTNERS | LIVELIFE CAPITAL PARTNERS LLC

CRD#: 290008 / SEC#: 801-111807

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/1/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/2/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LIVELIFE CAPITAL PARTNERS LLC

LIVELIFE CAPITAL PARTNERS | LIVELIFE CAPITAL PARTNERS LLC

CRD#: 290008 / SEC#: 801-111807

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

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Contact information

Main Address

144 Turnpike Road, Suite 215, Southborough, MA 01772

Mailing Address

Phone number

(978) 315-0230

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIVELIFE CAPITAL PARTNERS DISCLOSURE BROCHURE, WRAP FEE PROGRAM BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (3/11/2026)

Regulatory assets under management

Total Number of Accounts	1,239
AUM (Assets Under Management)	$ 372,095,310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam S. Cefalo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Scott Cefalo's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

ABERDEEN FUND DISTRIBUTORS, LLC

M. S. HOWELLS & CO.

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

TRANSAMERICA INVESTMENT MANAGEMENT, LLC

TRANSAMERICA CAPITAL, LLC

BOFA ADVISORS, LLC

COLUMBIA MANAGEMENT ADVISORS, INC.

BOFA DISTRIBUTORS, INC.

NATIXIS DISTRIBUTION, LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

LIVELIFE CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2007

Series 63

Date: 6/16/1995

SIE

Date: 10/1/2018

Series 7

Date: 10/1/1998

Series 6

Date: 3/2/1995

Current Firm

LIVELIFE CAPITAL PARTNERS LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIVELIFE CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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