Michael D. Stephenson
Professional summary
Michael Deuel Stephenson, who also goes by Michael D Stephenson, is a registered financial professional currently at COOK PINE SECURITIES LLC located in Greenwich, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 2 firms and has passed the SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Deuel Stephenson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2016 - Present
COOK PINE SECURITIES LLC
Office #1: 2 Sound View Drive 2nd Floor, Greenwich, CT 06830December 12, 1994 - August 27, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
COOK PINE SECURITIES LLC
CRD#: 152365 / SEC#: , 8-68444
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IRREVOCABLE TRUST FOR DESCENDANTS OF EIICHIRO KUWANA | OWNER | |
| KUWANA, EIICHIRO | CEO/CCO | |
| KUWANA, YUMI MERA | PRESIDENT | |
| GENDRON, KAREN MARIE | CFO/FINOP | 1503330 |
Red Flags
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