Darren C. Bush

EMPIRE ASSET MANAGEMENT COMPANY

New York, NY 10006

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CRD#: 2569612

Professional summary

Darren Christopher Bush is a registered financial professional currently at EMPIRE ASSET MANAGEMENT COMPANY located in New York, New York.

Darren is registered as a RR (Registered Representative) and started their career in finance in 1997. Darren has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darren Christopher Bush's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2015 - Present

EMPIRE ASSET MANAGEMENT COMPANY

Office #1: 29 Broadway 12 Floor, New York, NY 10006Office #2: 29 Broadway 12th Floor, New York, NY 10006

CRD#: 143007

New York, NY

Past

October 25, 2010 - February 2, 2015

TD PRIME SERVICES LLC

CRD#: 1914

NEW YORK, NY

Past

June 21, 2010 - October 14, 2010

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

January 19, 2010 - June 21, 2010

CLANCY FINANCIAL SERVICES, INC.

CRD#: 133379

NEW YORK, NY

Past

September 8, 2009 - February 9, 2010

TD PRIME SERVICES LLC

CRD#: 1914

NEW YORK, NY

Past

March 23, 2009 - August 21, 2009

VDM CAPITAL MARKETS, LLC

CRD#: 137874

NEW YORK, NY

Past

April 19, 2007 - June 8, 2007

EDGETRADE LLC

CRD#: 42071

JERSEY CITY, NJ

Past

November 13, 2006 - March 23, 2007

FAGENSON & CO., INC.

CRD#: 1781

NEW YORK, NY

Past

March 17, 2006 - October 10, 2006

WHITAKER SECURITIES LLC

CRD#: 121465

NEW YORK, NY

Past

February 18, 2005 - May 5, 2006

GRANITE ASSOCIATES, INC

CRD#: 46682

NEW YORK, NY

Past

June 3, 2003 - February 24, 2005

WHITAKER SECURITIES LLC

CRD#: 121465

NEW YORK, NY

Past

November 11, 2002 - June 2, 2003

D. WECKSTEIN & CO., INC.

CRD#: 20338

NEW YORK, NY

Past

September 14, 1999 - October 1, 2002

WEATHERLY SECURITIES CORPORATION

CRD#: 11081

NEW YORK, NY

Past

May 5, 1997 - September 2, 1999

FAB SECURITIES OF AMERICA, INC.

CRD#: 28212

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/4/2015)

Connecticut
(2/2/2015)

Florida
(2/2/2015)

Illinois
(2/4/2015)

New Jersey
(2/2/2015)

New York
(2/2/2015)

Exams

State Security Law Exam

Series 63

Date: 6/18/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/4/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/2/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/21/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EMPIRE ASSET MANAGEMENT COMPANY

CRD#: 143007 / SEC#: , 8-67520

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

29 Broadway 12th Floor, New York, NY 10006

Mailing Address

29 Broadway 12th Floor, New York, NY 10006

Phone number

(212) 417-8239

Established

New York since 11/02/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EMPIRE INVESTMENT GROUP HOLDINGS, LLC	MEMBER-MANAGER
BANJANY, LAUREN MARIE	CHIEF OPERATIONS OFFICER	4899767
EMPIRE ASSET MANAGEMENT OF NY, LTD.	MANAGER
ZEOLI, GREGG LANCE	CEO/CCO/PRESIDENT/SHAREHOLDER/CROP/SROP/FINOP	2620340

Disclosures

Arbitration

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Darren C. Bush

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darren Christopher Bush's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD PRIME SERVICES LLC

G-2 TRADING,LLC

CLANCY FINANCIAL SERVICES, INC.

TD PRIME SERVICES LLC

VDM CAPITAL MARKETS, LLC

EDGETRADE LLC

FAGENSON & CO., INC.

WHITAKER SECURITIES LLC

GRANITE ASSOCIATES, INC

WHITAKER SECURITIES LLC

D. WECKSTEIN & CO., INC.

WEATHERLY SECURITIES CORPORATION

FAB SECURITIES OF AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/18/2012

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 5/4/1999

Series 7

Date: 5/2/1997

Series 24

Date: 2/21/2003

FINRA

Current Firm

EMPIRE ASSET MANAGEMENT COMPANY

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

EMPIRE ASSET MANAGEMENT COMPANY

TRUST BUT VERIFY

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