Vernon B Gatling
Professional Summary
Vernon B Gatling, who also goes by Vernon Gatling, is a registered financial advisor currently at TAPP ENGINE SECURITIES located in Quincy, Massachusetts. Vernon is registered as a RR (Registered Representative) and started their career in finance in 1995. Vernon has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Vernon Gatling
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Contact Information
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
TAPP ENGINE SECURITIES | TAPP ENGINE SECURITIES, LLC
Contact Information
Main Address
1400 Hancock St. 6th Floor, Quincy, MA 02169Mailing Address
1400 Hancock St. 6th Floor, Quincy, MA 02169Phone Number
(617) 221-6545Established
Delaware since 06/17/2020Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/16/2026)
(10/5/2026)
(9/29/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Vernon B Gatling's CRS (Customer Relationship Summary).
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