Vernon B. Gatling

TAPP ENGINE SECURITIES

Quincy, MA 02169

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CRD#: 2569582

Professional summary

Vernon B Gatling, who also goes by Vernon Gatling, is a registered financial professional currently at TAPP ENGINE SECURITIES located in Quincy, Massachusetts.

Vernon is registered as a RR (Registered Representative) and started their career in finance in 1995. Vernon has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Vernon Gatling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vernon B Gatling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2025 - Present

TAPP ENGINE SECURITIES

Office #1: 1400 Hancock St. 6th Floor, Quincy, MA 02169

CRD#: 314806

Quincy, MA

Past

November 3, 2020 - July 21, 2025

TIGRESS FINANCIAL PARTNERS, LLC

CRD#: 154717

NEW YORK, NY

Past

September 13, 2016 - October 9, 2018

TRIBAL CAPITAL MARKETS, LLC

CRD#: 38901

ORLANDO, FL

Past

May 16, 2014 - September 13, 2016

TELSEY ADVISORY GROUP LLC

CRD#: 148234

NEW YORK, NY

Past

August 16, 2013 - August 26, 2013

EASTRIDGE CAPITAL, LP

CRD#: 165579

NEW YORK, NY

Past

July 16, 2013 - May 8, 2014

KOTA GLOBAL SECURITIES INC.

CRD#: 28137

NEW YORK, NY

Past

April 5, 2012 - April 8, 2013

MURIEL SIEBERT & CO., LLC

CRD#: 5376

NEW YORK, NY

Past

August 31, 2009 - February 6, 2012

KAUFMAN BROS., L.P.

CRD#: 37909

NEW YORK, NY

Past

August 24, 2004 - August 28, 2009

TOUSSAINT CAPITAL PARTNERS, LLC

CRD#: 130290

FREEHOLD, NJ

Past

February 9, 2004 - June 23, 2005

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

May 14, 1998 - June 5, 2002

BLAYLOCK & COMPANY, INC.

CRD#: 35669

NEW YORK, NY

Past

October 17, 1995 - August 15, 1996

BLAYLOCK & COMPANY, INC.

CRD#: 35669

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/11/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 6/21/2004

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/5/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TAPP ENGINE SECURITIES

TAPP ENGINE SECURITIES | TAPP ENGINE SECURITIES, LLC

CRD#: 314806 / SEC#: , 8-70723

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

1400 Hancock St. 6th Floor, Quincy, MA 02169

Mailing Address

1400 Hancock St. 6th Floor, Quincy, MA 02169

Phone number

(617) 221-6545

Established

Delaware since 06/17/2020

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TAPP ENGINE, INC.	PARENT COMPANY
HOCKADAY, SHAWN PIERRE	COO, POO	2882891
OSUNSANYA, TOSIN	CEO	3117458
PETERS, ROBERT WILLIAM	FINOP, PFO	1704577
WISHNIVETSKI, ELI	CCO	4424907

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Vernon B. Gatling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vernon B Gatling's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIGRESS FINANCIAL PARTNERS, LLC

TRIBAL CAPITAL MARKETS, LLC

TELSEY ADVISORY GROUP LLC

EASTRIDGE CAPITAL, LP

KOTA GLOBAL SECURITIES INC.

MURIEL SIEBERT & CO., LLC

KAUFMAN BROS., L.P.

TOUSSAINT CAPITAL PARTNERS, LLC

FIRST MONTAUK SECURITIES CORP.

BLAYLOCK & COMPANY, INC.

BLAYLOCK & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/11/1995

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/16/1995

Series 53

Date: 6/21/2004

Series 24

Date: 4/5/2004

FINRA

Current Firm

TAPP ENGINE SECURITIES

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TAPP ENGINE SECURITIES

TRUST BUT VERIFY

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