Christine M. Caridi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Marie Caridi, who also goes by Christine Caridi, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2001. Christine had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2016 - August 8, 2016
OLYMPUS SECURITIES, LLC
March 29, 2013 - August 21, 2013
ALEXANDER CAPITAL, L.P.
October 12, 2009 - June 2, 2014
FELIX INVESTMENTS LLC
August 2, 2006 - October 13, 2009
ADVANCED EQUITIES, INC.
April 24, 2003 - August 1, 2006
OPPENHEIMER & CO. INC.
April 29, 2002 - August 22, 2002
RYAN BECK & CO.
April 2, 2001 - May 13, 2002
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
OLYMPUS SECURITIES, LLC
CRD#: 114050 / SEC#: , 8-53392
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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