James B. Kane

GREENSLEDGE CAPITAL MARKETS LLC

New York, NY 10022

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CRD#: 2568683

Professional summary

James Brassler Kane is a registered financial professional currently at GREENSLEDGE CAPITAL MARKETS LLC located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1994. James has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2010 - Present

GREENSLEDGE CAPITAL MARKETS LLC

Office #1: 575 Lexington Avenue 32nd Floor, New York, NY 10022

CRD#: 151026

New York, NY

Past

November 3, 2004 - May 2, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

June 18, 2002 - November 4, 2004

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

June 7, 1999 - March 15, 2001

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

December 13, 1994 - June 7, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(11/23/2021)

New York
(3/18/2010)

Ohio
(4/21/2015)

Exams

State Security Law Exam

Series 63

Date: 12/15/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/12/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/21/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GREENSLEDGE CAPITAL MARKETS LLC

CENTERLEDGE CAPITAL MARKETS LLC | GREENSLEDGE CAPITAL MARKETS LLC

CRD#: 151026 / SEC#: , 8-68328

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

575 Lexington Avenue 32nd Floor, New York, NY 10022

Mailing Address

575 Lexington Avenue 32nd Floor, New York, NY 10022

Phone number

(212) 792-5274

Established

Delaware since 04/29/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GREENSLEDGE HOLDINGS LLC	OWNER
GOLDWASSER PLUTZIK, LESLEY DANA	MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE	1315659
KANE, JAMES BRASSLER	MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE	2568683
MILLER, ANDREW DAVID	FINOP	5106774
WORMSER, KENNETH MARK	MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE	2099206
ZEITLIN, BRIAN SCOTT	MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/MEMBER OF MANAGEMENT COMMITTEE	2898818

Red Flags

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Firm Stability Insights

James B. Kane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Brassler Kane's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/15/1994

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/12/1994

Series 24

Date: 4/21/2006

FINRA

Current Firm

GREENSLEDGE CAPITAL MARKETS LLC

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GREENSLEDGE CAPITAL MARKETS LLC

TRUST BUT VERIFY

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