Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

AdvisorLive

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's AdvisorLive helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

BS

Brian David Stout

AIF®

MMA SECURITIES

Pittsburgh, PA

·CRD# 2568318·31 years experience

Professional Summary

Brian David Stout, AIF® is a registered financial advisor currently at MMA SECURITIES LLC located in Pittsburgh, Pennsylvania. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Brian has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

Andrea Lynn Robertson

Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

Richard Paul Sabo

Richard Paul Sabo

J. W. COLE ADVISORS, INC.

GIBSONIA, PA · CRD#

Edmund Joseph Vilsack JR

Edmund Joseph Vilsack JR

JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

Lee Craig Oleinick

Lee Craig Oleinick

UBS FINANCIAL SERVICES INC.

Boca Raton, FL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Andrea Lynn Robertson

Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

Richard Paul Sabo

Richard Paul Sabo

J. W. COLE ADVISORS, INC.

GIBSONIA, PA · CRD#

Edmund Joseph Vilsack JR

Edmund Joseph Vilsack JR

JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

Lee Craig Oleinick

Lee Craig Oleinick

UBS FINANCIAL SERVICES INC.

Boca Raton, FL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Andrea Lynn Robertson

Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

Richard Paul Sabo

Richard Paul Sabo

J. W. COLE ADVISORS, INC.

GIBSONIA, PA · CRD#

Edmund Joseph Vilsack JR

Edmund Joseph Vilsack JR

JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

Lee Craig Oleinick

Lee Craig Oleinick

UBS FINANCIAL SERVICES INC.

Boca Raton, FL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andrea Lynn Robertson

Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

Richard Paul Sabo

Richard Paul Sabo

J. W. COLE ADVISORS, INC.

GIBSONIA, PA · CRD#

Edmund Joseph Vilsack JR

Edmund Joseph Vilsack JR

JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

Lee Craig Oleinick

Lee Craig Oleinick

UBS FINANCIAL SERVICES INC.

Boca Raton, FL · CRD#

Credentials

AIF®

Accredited Investment Fiduciary

Years of Experience

31 years in the financial services industry

Current & Past Employments

MMA SECURITIES LLC·CRD# 44254

RIA

BD

1. 6 Ppg Place Suite 600, Pittsburgh, PA 15222-54062. Upper St. Clair, PA3. 2400 Ansys Drive, Suite 102, Canonsburg, PA 15317

January 8, 2026 - Present

CONFLUENCE FINANCIAL PARTNERS·CRD# 311980

RIA

Sewickley, PA

July 6, 2021 - September 12, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018

RIA

Mcmurray, PA

January 11, 2021 - July 7, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694

BD

Mcmurray, PA

January 11, 2021 - July 7, 2021

GLOBAL RETIREMENT PARTNERS LLC·CRD# 172011

RIA

Pittsburgh, PA

April 5, 2017 - January 12, 2021

LPL FINANCIAL LLC·CRD# 6413

BD

Pittsburgh, PA

January 5, 2017 - January 20, 2021

PRINCIPAL FUNDS DISTRIBUTOR, INC.·CRD# 43261

BD

Des Moines, IA

October 29, 2007 - September 23, 2008

PRINCIPAL SECURITIES, INC.·CRD# 1137

BD

Pittsburgh, PA

April 17, 2006 - November 15, 2016

ADP BROKER-DEALER, INC.·CRD# 37693

BD

Roseland, NJ

December 20, 2002 - December 7, 2005

RBC CAPITAL MARKETS, LLC·CRD# 31194

RIA

Pittsburgh, PA

May 13, 2002 - January 9, 2003

RBC CAPITAL MARKETS, LLC·CRD# 31194

BD

New York, NY

March 9, 2002 - January 9, 2003

TUCKER ANTHONY INCORPORATED·CRD# 837

BD

Boston, MA

November 1, 2001 - March 9, 2002

COMMONWEALTH FINANCIAL NETWORK·CRD# 8032

BD

Waltham, MA

November 12, 1999 - October 25, 2001

MISSIONSQUARE WEALTH MANAGEMENT·CRD# 23189

BD

Washington, DC

January 3, 1995 - June 3, 1997

Similar Advisors

Andrea Lynn Robertson

Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

Richard Paul Sabo

Richard Paul Sabo

J. W. COLE ADVISORS, INC.

GIBSONIA, PA · CRD#

Edmund Joseph Vilsack JR

Edmund Joseph Vilsack JR

JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

Lee Craig Oleinick

Lee Craig Oleinick

UBS FINANCIAL SERVICES INC.

Boca Raton, FL · CRD#

Current Firm

MS

MMA SECURITIES LLC

COMPASS FINANCIAL PARTNERS | PRECEPT ADVISORY GROUP LLC | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE

CRD#: 44254 / SEC#: 801-100377, 8-50591

RIA

Registered Investment Advisory firm - SEC (7/7/2015 Approved)

Connecticut

Registered Investment Advisory firm - SEC (5/23/2013 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (5/2/2013 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1166 Avenue Of The Americas, New York, NY 10036

Mailing Address

1166 Avenue Of The Americas, New York, NY 10036

Phone Number

(917) 625-4069

Established

New Jersey since 02/03/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

211

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MMAS PERSONALIZED ADVISORY SERVICES FIRM BROCHURE 03.2025 (6/30/2026)

MMAS RETIREMENT PLAN SERVICES FIRM BROCHURE 03.2025 (6/30/2026)

MMAS PROSPER WISE FIRM BROCHURE 03.2025 (6/30/2026)

Direct owners and executive officers

Name	Position	CRD#
MARSH INSURANCE & INVESTMENTS LLC	OWNER	—
BARTKUS, BRIAN EDWARD	SENIOR SUPERVISORY PRINCIPAL	2827119
BLACKMORE, KIMBERLY LYNN	FINOP, CFO, PFO, POO, AND DIRECTOR	2219307
REID, CRAIG J	PRESIDENT, DIRECTOR	6280558
WEINSTOCK, JUDITH ANN	CHIEF COMPLIANCE OFFICER, CHIEF COUNSEL AND DIRECTOR	8096565

Disclosures

Regulatory Event

3

Similar Advisors

Andrea Lynn Robertson

Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

Richard Paul Sabo

Richard Paul Sabo

J. W. COLE ADVISORS, INC.

GIBSONIA, PA · CRD#

Edmund Joseph Vilsack JR

Edmund Joseph Vilsack JR

JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

Lee Craig Oleinick

Lee Craig Oleinick

UBS FINANCIAL SERVICES INC.

Boca Raton, FL · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Investment Advisor Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Investment Advisor Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Similar Advisors

Andrea Lynn Robertson

Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

Richard Paul Sabo

Richard Paul Sabo

J. W. COLE ADVISORS, INC.

GIBSONIA, PA · CRD#

Edmund Joseph Vilsack JR

Edmund Joseph Vilsack JR

JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

Lee Craig Oleinick

Lee Craig Oleinick

UBS FINANCIAL SERVICES INC.

Boca Raton, FL · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MS

MMA SECURITIES LLC

COMPASS FINANCIAL PARTNERS | PRECEPT ADVISORY GROUP LLC | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE

CRD#: 44254 / SEC#: 801-100377, 8-50591

RIA

Registered Investment Advisory firm - SEC (7/7/2015 Approved)

Connecticut

Registered Investment Advisory firm - SEC (5/23/2013 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (5/2/2013 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Pennsylvania
(1/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1994About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Apr 2016About the Series 24 exam

Similar Advisors

Andrea Lynn Robertson

Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

Richard Paul Sabo

Richard Paul Sabo

J. W. COLE ADVISORS, INC.

GIBSONIA, PA · CRD#

Edmund Joseph Vilsack JR

Edmund Joseph Vilsack JR

JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

Lee Craig Oleinick

Lee Craig Oleinick

UBS FINANCIAL SERVICES INC.

Boca Raton, FL · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Stout's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Andrea Lynn Robertson

Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

Richard Paul Sabo

Richard Paul Sabo

J. W. COLE ADVISORS, INC.

GIBSONIA, PA · CRD#

Edmund Joseph Vilsack JR

Edmund Joseph Vilsack JR

JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

Lee Craig Oleinick

Lee Craig Oleinick

UBS FINANCIAL SERVICES INC.

Boca Raton, FL · CRD#

BS

Follow Brian

Get alerted to job moves, licensing changes, and new disclosures

Free — no card required