William D. Baedke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Dean Baedke, who also goes by Bill Dean Baedke, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1995. William had worked at 5 firms and has passed the Series 63, SIE, Series 44, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2013 - June 3, 2015
VOLANT LIQUIDITY, LLC
June 24, 2009 - June 6, 2013
ALLSTON TRADING LLC
June 10, 2003 - May 4, 2009
UBS SECURITIES LLC
August 28, 2002 - May 19, 2003
SLK-HULL DERIVATIVES LLC
September 22, 1995 - August 23, 1996
CITADEL TRADING GROUP L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 44
Date: 9/22/2006
PCX Market Maker ExamSeries 55
Date: 7/16/2003
Limited Representative-Equity Trader ExamCurrent Firm
VOLANT LIQUIDITY, LLC
CRD#: 150063 / SEC#: , 8-68211
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
