Joshua C. Kurzban
Professional summary
Joshua Charles Kurzban, who also goes by Joshua Charles Kurzban, Josh Kurzban, Joshua Kurzban, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Fort Lauderdale, Florida.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 1995. Joshua has worked at 8 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Charles Kurzban's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2024 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL, 33301January 9, 2020 - October 2, 2020
PARAGON CAPITAL MANAGEMENT LLC
August 3, 2017 - December 23, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 2, 2017 - December 23, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 5, 2016 - July 26, 2017
T3 TRADING GROUP, LLC
September 9, 2016 - November 23, 2016
MORGAN STANLEY
September 9, 2016 - November 23, 2016
MORGAN STANLEY
October 25, 2011 - October 24, 2012
ECHOTRADE LLC
April 26, 2011 - October 21, 2011
ECHOTRADE LLC
August 15, 2005 - December 20, 2005
J.P. MORGAN SECURITIES LLC
January 11, 1995 - February 5, 2003
NATIXIS SECURITIES AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/24/2025)
(11/22/2024)
(6/13/2025)
(11/18/2024)
(11/25/2024)
(7/30/2025)
(7/10/2025)
(3/25/2025)
(12/2/2024)
(2/24/2025)
(3/26/2025)
(2/25/2025)
(11/19/2024)
(11/21/2024)
(11/25/2024)
(12/5/2024)
(10/6/2025)
(2/27/2025)
(12/16/2024)
(11/22/2024)
(7/17/2025)
Exams
Series 79TO
Date: 4/8/2025
Investment Banking Registered Representative ExaminationSeries 55
Date: 12/1/1998
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670Fort Lauderdale, FL 33301TRUST BUT VERIFY
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