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JL

Jonathan I Litt

CRD# 2567674·Registered 1994 - 2016
Previously Registered: Being a previously registered professional could mean that Jonathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonathan I Litt, who also goes by Jon Litt, Jonathan Litt, was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 1994 - 2016. Jonathan had worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jon Litt, Jonathan Litt

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

OCP CAPITAL, LLC·CRD# 143381
BD
Wellington, FL
March 20, 2015 - July 1, 2016
OCP CAPITAL, LLC·CRD# 143381
BD
Wellington, FL
April 5, 2013 - April 23, 2013
OCP CAPITAL, LLC·CRD# 143381
BD
Wellington, FL
July 14, 2010 - March 14, 2011
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
February 15, 2000 - May 20, 2008
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
July 5, 1996 - February 28, 2000
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
December 14, 1994 - May 23, 1996

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Current Firm

OC
OCP CAPITAL, LLC

OCP CAPITAL, LLC | OUNAVARRA CAPITAL PARTNERS | OUNAVARRA CAPITAL LLC

CRD#: 143381 / SEC#: 8-67556
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

12156 Longwood Green Dr, Wellington, FL 33414

Mailing Address

12156 Longwood Green Dr, Wellington, FL 33414

Phone Number

(917) 656-5997

Established

Delaware since 01/11/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CHIMERA CAPITAL PARTNERS, LLCMEMBER—
RUDMAN, GEORGE PAULPRESIDENT, CCO, FINOP2757828

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2016About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Dec 2004About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Dec 2004About the Series 86 exam

Series 7 — General Securities Representative Examination

Passed Dec 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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