Aleksandar Krakovic
Professional summary
Aleksandar Krakovic, who also goes by Alek Krakovic, Aleksandar Nmn Krakovic, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Glendale, California and KESTRA INVESTMENT SERVICES, LLC located in Glendale, California.
Aleksandar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Aleksandar has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Aleksandar Krakovic's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 655 N. Central Avenue 17th Floor, Glendale, CA 91203October 3, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 655 N Central Avenue 17th Floor, Glendale, CA 91203September 1, 2023 - October 6, 2023
OSAIC WEALTH, INC.
September 1, 2023 - October 6, 2023
OSAIC WEALTH, INC.
May 16, 2011 - September 1, 2023
OSAIC SERVICES, INC.
May 13, 2011 - September 1, 2023
OSAIC SERVICES, INC.
June 22, 2005 - May 17, 2011
NEXT FINANCIAL GROUP, INC.
June 22, 2005 - May 17, 2011
NEXT FINANCIAL GROUP, INC.
July 1, 2002 - June 24, 2005
BFF WEALTH MANAGEMENT, INC.
June 18, 2001 - July 11, 2005
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
June 11, 2001 - July 11, 2005
ASSOCIATED SECURITIES CORP.
December 19, 1994 - May 29, 2001
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2023)
(10/3/2023)
(10/3/2023)
(10/3/2023)
(10/4/2023)
(4/29/2025)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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