Peter V. Coleman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Victor Coleman was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1995. Peter had worked at 10 firms and has passed the Series 63, Series 86, Series 87, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2012 - March 7, 2014
LOYAL3 SECURITIES INC.
June 6, 2011 - February 29, 2012
CITIZENS JMP SECURITIES, LLC
December 17, 2009 - December 23, 2011
INSTITUTIONAL CASH DISTRIBUTORS, LLC
June 3, 2008 - June 20, 2011
MERRIMAN CAPITAL, INC.
November 8, 2004 - May 23, 2008
THINKEQUITY LLC
August 12, 2004 - November 9, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
May 28, 2004 - August 16, 2004
CHARLES SCHWAB & CO., INC.
May 13, 2002 - May 28, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
October 1, 1997 - May 9, 2002
BANC OF AMERICA SECURITIES LLC
May 23, 1997 - October 1, 1997
MONTGOMERY SECURITIES
February 6, 1995 - May 9, 1997
SUNTRUST CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LOYAL3 SECURITIES INC.
CRD#: 6380 / SEC#: , 8-17277
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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