Steven C. Newcomb
Professional summary
Steven Craig Newcomb, who also goes by Craig Newcomb, is a registered financial professional currently at CAPFINANCIAL SECURITIES, LLC. located in Tampa, Florida.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1995. Steven has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Craig Newcomb's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2026 - Present
CAPFINANCIAL SECURITIES, LLC.
Office #1: 400 N Tampa St Suite 1800, Tampa, FL 33602May 19, 2022 - April 20, 2026
TRUIST ADVISORY SERVICES, INC.
December 22, 2021 - April 20, 2026
TRUIST INVESTMENT SERVICES, INC.
July 27, 2017 - October 31, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 13, 2017 - October 31, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 14, 2016 - July 11, 2017
RAYMOND JAMES & ASSOCIATES, INC.
October 13, 2016 - July 11, 2017
RAYMOND JAMES & ASSOCIATES, INC.
May 20, 2010 - March 4, 2016
MORGAN STANLEY
January 15, 2010 - March 4, 2016
MORGAN STANLEY
February 13, 2006 - April 24, 2009
E*TRADE SECURITIES LLC
February 5, 2001 - May 8, 2006
BROWNCO, LLC
February 6, 1995 - February 7, 2001
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2026)
(4/21/2026)
Exams
FINRA
Current Firm
CAPFINANCIAL SECURITIES, LLC.
CRD#: 126291 / SEC#: , 8-65870
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE CAPFINANCIAL GROUP, LLC | MEMBER | |
| BUCHANAN, DENISE MCGEE | CCO/MUNI PRINCIPAL/SENIOR DIRECTOR/FINOP/PFO/POO | 1284353 |
| EARLS, MARY CHRISTINE | SENIOR DIRECTOR/FINOP | 6178047 |
| HOYLE, WILSON SMITH III | MANAGING DIRECTOR | 2444392 |
| SHOFF, DERICK DON | MANAGING DIRECTOR | 1140640 |
| STROTHER, MICHAEL DAVID | SENIOR DIRECTOR, FINOP | 2457427 |
Disclosures
| Regulatory Event | 1 |
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