David A. Buchsbaum
Professional summary
David Andrew Buchsbaum is a registered financial professional currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.
David is registered as a RR (Registered Representative) and started their career in finance in 1995. David has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 86 and Series 87 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Andrew Buchsbaum's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 22, 2024 - Present
DAWSON JAMES SECURITIES, INC.
Office #1: 101 North Federal Highway Suite 600, Boca Raton, FL 33432November 20, 2015 - November 21, 2024
DAWSON JAMES SECURITIES, INC.
February 3, 2004 - September 13, 2005
STANFORD GROUP COMPANY
December 9, 1998 - February 22, 2002
WACHOVIA SECURITIES, INC.
February 22, 1995 - December 1, 1998
EARLYBIRDCAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2025)
Exams
FINRA
Nasdaq Stock Market
Current Firm
DAWSON JAMES SECURITIES, INC.
CRD#: 130645 / SEC#: , 8-66367
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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Company Information
DAWSON JAMES SECURITIES, INC.
CRD#: 130645Boca Raton, FL 33432TRUST BUT VERIFY
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