Aaron B. Hoge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Barrett Hoge was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 1995. Aaron had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 10, Series 9 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
January 14, 2014 - March 8, 2018
SCOTTRADE, INC.
March 17, 2008 - July 3, 2013
STRATEGIC ADVISERS LLC
October 4, 2006 - July 2, 2013
FIDELITY BROKERAGE SERVICES LLC
April 6, 2005 - July 6, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
March 22, 2005 - July 6, 2006
IDS LIFE INSURANCE COMPANY
March 22, 2005 - July 6, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
January 3, 1995 - May 12, 2004
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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