Jeffrey J. Ash

MCCORMACK FINANCIAL PLANNING

Atlanta, GA 30342

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CRD#: 2566763

Professional summary

Jeffrey John Ash, who also goes by Jeff J Ash, is a registered financial advisor currently at MCCORMACK FINANCIAL PLANNING INC. located in Atlanta, Georgia and DEMPSEY LORD SMITH, LLC located in Atlanta, Georgia.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff J Ash

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey John Ash's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2025 - Present

MCCORMACK FINANCIAL PLANNING INC.

Office #1: 5605 Glenridge Drive Suite 950, Atlanta, GA 30342

RIA

CRD#: 136857

Atlanta, GA

Current

May 18, 2022 - Present

DEMPSEY LORD SMITH, LLC

Office #1: 5605 Glenridge Drive Suite 950, Atlanta, GA 30342

RIA

CRD#: 141238

Atlanta, GA

Past

February 24, 2022 - May 27, 2022

E*TRADE SECURITIES LLC

CRD#: 29106

ALPHARETTA, GA

Past

June 29, 2021 - February 13, 2022

J.P. MORGAN SECURITIES LLC

CRD#: 79

WESTERVILLE, OH

Past

January 10, 2001 - October 17, 2002

WELLINGTON SALES CORP.

CRD#: 7144

BOSTON, MA

Past

May 19, 1995 - July 12, 2000

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCCORMACK FINANCIAL PLANNING INC.

CRD#: 136857 / SEC#: 801-133728

RIA

Registered Investment Advisory firm - (6/23/2025 Approved)

Florida

Registered Investment Advisory firm - (7/8/2025 Terminated)

Georgia

Registered Investment Advisory firm - (7/24/2025 Terminated)

Maryland

Registered Investment Advisory firm - (7/8/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (7/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(5/18/2022)

IAR

Georgia
(5/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/15/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/15/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/29/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/25/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/8/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/18/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MCCORMACK FINANCIAL PLANNING INC.

CRD#: 136857 / SEC#: 801-133728

RIA

Registered Investment Advisory firm - (6/23/2025 Approved)

Florida

Registered Investment Advisory firm - (7/8/2025 Terminated)

Georgia

Registered Investment Advisory firm - (7/24/2025 Terminated)

Maryland

Registered Investment Advisory firm - (7/8/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (7/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2022 Terminated)

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Contact information

Main Address

5605 Glenridge Drive Suite 950, Atlanta, GA 30342

Mailing Address

Phone number

(404) 236-7316

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCCORMACK FINANCIAL PLANNING WRAP FEE BROCHURE (5/22/2025)

MCCORMACK FINANCIAL PLANNING DISCLOSURE BROCHURE (5/22/2025)

Regulatory assets under management

Total Number of Accounts	561
AUM (Assets Under Management)	$ 103,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey J. Ash

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey John Ash's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEMPSEY LORD SMITH, LLC

E*TRADE SECURITIES LLC

J.P. MORGAN SECURITIES LLC

WELLINGTON SALES CORP.

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

MCCORMACK FINANCIAL PLANNING INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/15/2025

Series 63

Date: 7/15/2021

Series 7TO

Date: 6/29/2021

SIE

Date: 5/25/2021

Series 7

Date: 1/8/1996

Series 6

Date: 5/18/1995

FINRA

Current Firm

MCCORMACK FINANCIAL PLANNING INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCCORMACK FINANCIAL PLANNING INC.

TRUST BUT VERIFY

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